Regulatory Alerts2011-05-11
Added · Updated
Circular on SFC press release - legislative amendment on structured products to take effect
The Securities and Futures Commission issued this circular on 11 May 2011 to announce the effective date of legislative amendments concerning structured products. The document directs all authorized institutions to comply with the new regulatory requirements as detailed in the accompanying SFC press release. This action aims to enhance investor protection by implementing updated standards for the sale and distribution of structured investment products.
CIR
Current
Issue Date:
11 May 2011
20110511-1-EN.pdf (47.5 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
11 May 2011
Annex - Legislative amendment on structured products to take effect
Annex
Current
11 May 2011
Annex - Legislative amendment on structured products to take effect
Cross referenced Document
Version History
Superseded Document
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