RegAlert
2021-06-21

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CMA List of Duly Registered Financial Intermediaries Issued Annually

The Capital Markets Authority of Lebanon has issued Decision No. 35 to officially publish its annual roster of duly registered financial intermediation institutions. Pursuant to Laws No. 234 and 161, the directive formally recognizes listed entities for regulatory compliance and market operations. The decision mandates immediate publication in the Official Gazette to establish legal validity and notify all stakeholders of the updated intermediary registry.

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CAPITAL MARKETS AUTHORITY DECISION NO. 35 LIST OF FINANCIAL INTERMEDIATION INSTITUTIONS The Chairman of the Capital Markets Authority, Pursuant to Law No. 234 dated 10/06/2000 in particular Article 6 thereof, Pursuant to Law No. 161 dated 17/08/2011, Declares as follows:
Article 1: The duly registered list of Financial Intermediation Institutions shall be published as follows:
1- Julius Baer (Lebanon) S.A.L.
2-
3-
4-
5- Arab International Development & Investment CO. S.A.L. 6- 7- 8- Beirut Brokerage Corporation S.A.L. 9- 10- 11- 12- 13- Lebanese Dealers Corporation S.A.L. 14- 15- Royal Financials S.A.L. 16- Master Capital Group S.A.L. 17- Accurate Investment Brokers S.A.L. 18- 19- 20- Trust Capital S.A.L. 21- 22- Blom Asset Management S.A.L. 23- Broadgate Advisers S.A.L. 24- RM Private Wealth Management S.A.L. 25- Capital EE S.A.L. 26- Amana Capital S.A.L. 27- HSBC Financial Services (Lebanon) S.A.L. 28- 29- 30- Shenandoah Consulting S.A.L. 31- 32- 4T S.A.L.
Article 2: This Decision shall be published in the Official Gazette and notified if need be.
Beirut, June 21, 2021
Chairman of the Capital Markets Authority/ Governor of the Central Bank of Lebanon Riad Toufic Salame (Signature)

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Regulating the Financial Interm…2000Regulating the Financial Intermediation Profession (2000-06-10)Capital Markets Law No. 161 of …2011Capital Markets Law No. 161 of 2011 (2011-08-17)CMA List of Duly RegisteredFinancial Intermediaries Issu…2021-06-21 · this documentCMA List of Duly Registered Financial Intermediaries Issued Annually (2021-06-21)
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Source: Capital Markets Authority Lebanon — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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