RegAlert2022-02-17 | Resolução CMN 4982Added
CMN Resolution No. 4,982 — Amends Resolution No. 2,838 of May 30, 2001, Regarding the Activity of Autonomous Investment Agent
This resolution amends Article 1 of Resolution No. 2,838 of May 30, 2001, to redefine the autonomous investment agent as a natural or legal person engaged in distributing and mediating securities, investment fund shares, and derivatives, acting under the responsibility and as an agent of institutions within the securities distribution system. The amended definition explicitly ties the agent's activity to the framework established by Article 15 of Law No. 6,385 of December 7, 1976. The resolution entered into force on March 2, 2022.
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CMN RESOLUTION NO. 4,982, OF FEBRUARY 17, 2022
Amends Resolution No. 2,838, of May 30, 2001, which provides for the activity of autonomous investment agent.
The Central Bank of Brazil, in accordance with Article 9 of Law No. 4,595, of December 31, 1964, makes public that the National Monetary Council, in a session held on February 17, 2022, based on Articles 3, items I and IV, and 4 of Law No. 6,385, of December 7, 1976, and considering the provisions set forth in Articles 16, items I and III, and 18, item I, of said Law No. 6,385, of 1976,
RESOLVES:
Art. 1. Resolution No. 2,838, of May 30, 2001, shall enter into force with the following amendment:
“Art. 1. Autonomous investment agent is the natural or legal person whose activity is the distribution and mediation of securities, securities, investment fund shares, and derivatives, always under the responsibility and as an agent of the institutions comprising the securities distribution system referred to in Article 15 of Law No. 6,385, of December 7, 1976.” (NR)
Art. 2. This Resolution enters into force on March 2, 2022.
Roberto de Oliveira Campos Neto
President of the Central Bank of Brazil
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This document amends: CMN Resolution No. 2838 — Regulates the activity of autonomous investment agents
Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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