Regulatory Alerts2020-02-07
Added · Updated
Common Supervisory Action in relation to MiFID II Suitability Rules
The Conduct Supervision Function of the Malta Financial Services Authority will conduct focused on-site inspections at investment firms to assess the application of MiFID II suitability rules. This common supervisory action targets a broad range of license holders, varying in size, type, and business models, to obtain a representative picture of the sector. The inspections are scheduled for the coming months and apply to Investment Firms and Credit Institutions providing investment advisory services.
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