Regulatory Alerts2011-05-23
Added · Updated
Conasev Resolution No. 037-2011
This resolution incorporates Chapter XV into the Internal Regulations of CAVALI S.A. ICLV to establish the operational rules for the Integrated Market via Intermediate Routing. It defines key terms, outlines the admission of foreign depositories as participants, and mandates the opening of aggregate and disaggregated accounts to record securities and reflect final beneficial ownership. The text details procedures for account reconciliation, the automatic registration of foreign issuers, the inscription and lifting of encumbrances based on regulatory mandates, and the handling of corporate processes and voting rights for securities traded in this market.
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