Regulatory Alerts2025-09-05 | 58/KL-TTAdded · Updated
Conclusion of Inspection No. 58/KL-TT regarding Dragon Capital Vietnam Fund Management Joint Stock Company
The State Securities Commission issued Inspection Conclusion No. 58/KL-TT regarding Dragon Capital Vietnam Fund Management Joint Stock Company, confirming that the company generally complies with operational licensing conditions and internal control standards. However, the inspection identified a specific violation where the company failed to submit its 2024 internal audit report on anti-money laundering to the State Bank of Vietnam within the legally prescribed deadline. Consequently, the Commission imposed an administrative fine on the company and mandated immediate corrective measures and compliance with reporting obligations within 30 days.
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