Regulatory Alerts2024-10-02 | 95/KL-TTAdded · Updated
Conclusion of Inspection No. 95/KL-TT regarding AAV Group Joint Stock Company
The State Securities Commission issued Conclusion No. 95/KL-TT following an inspection of AAV Group Joint Stock Company, identifying violations in information disclosure and capital usage reporting. The regulator recommends administrative penalties for the company's failure to timely disclose financial reports, incomplete disclosure of related-party transactions, and failure to report changes in the use of proceeds from a 2021 private share offering. AAV Group is ordered to rectify these deficiencies and submit a compliance report within 30 days.
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