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Rule · DFSA · 9 Oct 2012 · RMI 113/2012

Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012

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The Board of the Dubai Financial Services Authority repeals and replaces the Conduct of Business (COB) module, specifically version (COB/VER20/07-12), with a new version identified as (COB/VER21/12-12). This instrument also incorporates guidance made by the Chief Executive under the Regulatory Law 2004. The rules and guidance contained in Appendix 1 come into force on 9 December 2012.

United Arab EmiratesDubai Financial Services Authority

RM113/2012 Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

Amendments to Modules:

(2) The Conduct of Business (COB) module – (COB/VER20/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER21/12-12).

Citation:

(3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 113) 2012.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

By Order of the Board

Saeb Eigner ChairmanIan Johnston Chief Executive

9 October 2012
RM113/2012

Click herehere to view Appendix 1 in PDF format.

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Annotations and obligations
3 definitions
  • Definition / condition 3
  • background, boilerplate

Lineage: No known changes

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Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertConduct of Business (COB)Rule-Making Instrument (No. 1…2012-10-09 · this documentConduct of Business (COB) Rule-Making Instrument (No. 113) 2012 (2012-10-09)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules”

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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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