LogoRegulatory Alerts
2013-10-10

Added · Updated

CP13/12: CRD IV for investment firms

The Financial Conduct Authority proposes changes to the FCA Handbook to transpose CRD IV requirements regarding reporting, remuneration policies, and interactions with AIFMD and UCITS. These proposals apply principally to FCA-authorised investment firms, UCITS management companies, and AIFMs, while excluding credit institutions and firms supervised by the PRA. The Authority seeks public comments by 10 November 2013 to finalize rules before the 1 January 2014 implementation deadline.

Financial Conduct Authority logo

United Kingdom

Financial Conduct Authority

Click to view full text

More like this from FCA

FCA published 5 documents in the last 30 days. We email you each new one the day it's published.

Topics
capital
governance
disclosure
Share