CP15/19: Quarterly Consultation Paper No. 9 — FCA — GB

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

Note:
Additional proposed amendments to the Handbook in relation to Chapter 6: Changes relating to HM Treasury SME finance measures have been inserted as Appendix 6C: Fees Changes (12/06/2015).

What are we consulting on this quarter?

We are proposing to:

transpose the UK Corporate Governance Code

make changes to the new capital rules for self-invested personal pension operators

make minor amendments to MCOB and TC

make minor amendments to various parts of the handbook in relation to the Consumer Rights Act

make technical amendments relating to HM Treasury's SME finance measures

Consultation Paper CP15/19
[PDF]

Who is this consultation aimed at?

This will be relevant if you or your firm has any interest in the subjects mentioned above.

What are the next steps?

Online form

We want to know what you think of our proposals. Comments should reach us by 5 July 2015 for Chapters 4 and 5, and by 5 August 2015 for the remaining chapters.

Want to find out more?

For more information:

view the
FCA Handbook

:
Link changed
Fixed broken link.

Was this page useful?

Yes

What can we do to improve pages like this?

What did you find helpful?

Leave this field blank

Lineage

The documents this one cites, and the documents that cite it.

amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it

Mentions (1): 1 document mentions this one without changing it

Referred to by

CP15/28: Quarterly Consultation Paper No. 102015 · FCA
“minor amendments to the Mortgages and Home Finance: Conduct of Business sourcebook (MCOB) and the Training and Competence sourcebook (TC) (see CP15/19)”