Regulatory Alerts2017-03-02
Added · Updated
CP17/6: Quarterly Consultation Paper No. 16
The Financial Conduct Authority proposes amendments to the DEPP and EG manuals to implement new powers granted by the Bank Recovery and Resolution Order 2016. The regulator also seeks feedback on aligning the Market Conduct sourcebook with ESMA guidelines on commodity derivatives and updating reporting requirements to ensure compliance with the Immigration Act 2016. Additionally, the paper outlines minor changes to listing and prospectus rules, market abuse provisions, and consumer communication standards.
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Topics
market-abuse
disclosure
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