CySEC Circular C634: Revised Form RBSF-CIF for 2023 Electronic Submission — CySEC — CY

TO : Cyprus Investment Firms (‘CIFs’)
FROM : Cyprus Securities and Exchange Commission DATE : April 19, 2024 CIRCULAR No : C634 FILE No : E.K. 02.03.001, E.K. 01.03.004 and E.K. 01.13.001.002.002 SUBJECT : Risk Based Supervision Framework (the ‘RBS-F’) – Electronic submission of information for the year 2023 (Form RBSF-CIF) – updated version of the Form RBSF-CIF

The present Circular is issued pursuant to section 25(1)(c)(ii) & (iii) of the Cyprus Securities and Exchange Commission Law of 2009 (the ‘CySEC Law’), as amended and in continuation to Circular 632. Please note that Circular 632 and the present Circular, must be read together. Further to Circular 632 with subject ‘Risk Based Supervision Framework (the ‘RBS-F’) – Electronic submission of information for the year 2023 (Form RBSF-CIF)’, issued on April 16 th, 2024, the Cyprus Securities and Exchange Commission (the ‘CySEC') wishes with this Circular, to inform the Cyprus Investment Firms (the ‘CIFs’) about the following:

Due to a validation error in Section ‘Validation Tests’ of Form RBSF-CIF, version 8, which
may cause technical errors in the submission of the Form, the Form is now revised. The revised version of Form RBSF-CIF, version 9, can be found in the Appendix. All CIFs are requested to use this revised version of the Form, in their submission. Please note that the only amendment in the revised Form, is the correction of the validation test, in
Section ‘Validation Tests’. All other information contained in version 8 of the Form,
remains the same in version 9 of the Form.
As a result of the revision of the Form, CySEC would like to inform the CIFs that the
deadline for the submission of the Form, will be extended accordingly. In this respect, the revised version of the Form (i.e. version 9), must be completed and successfully submitted electronically via the CySEC’s Transaction Reporting System (‘TRS’) by Wednesday, May 29, 2024, the latest, by all CIFs that were authorised by December 31, 2023. Yours sincerely, Dr. George Theocharides Chairman, Cyprus Securities and Exchange Commission

Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it

The links and the sentences they come from (3)

Amends

CySEC Circular C632: Electronic Submission of 2023 RBS-F Information for CIFs2024 · CySEC
“in continuation to Circular 632. Please note that Circular 632 and the present Circular, must be read together.”
C632 Circular No. 632 dated 2024-04-16Not in RegAlert
“in continuation to Circular 632. Please note that Circular 632 and the present Circular, must be read together.”

Issued under

Cyprus Securities and Exchange Commission Law of 2009 (the ‘CySEC Law’)Not in RegAlert
“The present Circular is issued pursuant to section 25(1)(c)(ii) & (iii) of the Cyprus Securities and Exchange Commission Law of 2009 (the ‘CySEC Law’), as amended”

Lineage: No known changes

Timeline