Providing SAMA with Audited Annual Financial Statements, the Quarterly Financial Statements, and the Prudential Data

Saudi Central Bank (SAMA)

Reference No.: 106884664 | Date: 1446/08/03 | Attachments: None

Circular

To: Respected Parties,
Greetings,

Subject: Providing SAMA with Audited Annual Financial Statements, Quarterly Financial Statements, and Prudential Data.

Based on the powers granted to SAMA under relevant regulations and instructions, we wish to inform you that licensed digital brokerage companies are required to comply with the following:

First: Providing SAMA with quarterly financial statements and the audit report within (20) working days from the end of March, June, and September each Gregorian year.

Second: Providing SAMA with audited annual financial statements and the audit report within (45) working days from the end of the Gregorian year.

Third: Providing SAMA with annual and quarterly prudential data in accordance with the attached approved templates, verifying the accuracy of all data, and submitting them to SAMA within (25) working days from the end of March, June, and September for quarterly prudential data templates, and within (60) working days from the end of the Gregorian year for annual prudential data templates.

Fourth: The prudential data templates, once completed as required within the deadlines specified in Item (Third) above, shall be submitted electronically in (Excel) format, along with a scanned electronic copy of the Certification Statement for data accuracy, signed by the Chief Accountant and the CFO, and the CEO or Managing Director as applicable.

Fifth: The annual prudential data templates must be reviewed by the company's external auditor prior to submission to SAMA, and a signed copy of the audit certificate from the company's external auditor shall be attached with the templates.

For information and compliance, effective from the second quarter of 2025.
Yours sincerely,

Yazeed bin Ahmed Al-Sheikh
Deputy Governor for Supervision

Distribution Scope:

• Licensed digital brokerage companies of SAMA.

P.O. Box 2992, Riyadh 11169, Kingdom of Saudi Arabia | Tel: +966 11 463 11...