Decision 1905/QD-BTC on the Publication of Administrative Procedures in the Securities Sector

MINISTRY OF FINANCE

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No. 1905/QD-BTC

SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

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Hanoi, August 10, 2009

DECISION

On the publication of the set of administrative procedures in the securities sector

MINISTER OF FINANCE

Pursuant to Government Decree No. 118/2008/ND-CP dated November 27, 2008, defining the functions, tasks, powers, and organizational structure of the Ministry of Finance;

Pursuant to Prime Minister's Decision No. 30/QD-TTg dated January 10, 2007, approving the Project on Simplifying Administrative Procedures in State Management Fields for the period 2007-2010;

Pursuant to Prime Minister's Decision No. 07/QD-TTg dated January 4, 2008, approving the Plan for Implementing the Project on Simplifying Administrative Procedures in State Management Fields for the period 2007-2010;

Pursuant to the Prime Minister's directive on the publication of the set of administrative procedures within the scope of the Ministry of Finance's management functions, as stated in Official Letter No. 1071/TTg-TCCV dated June 30, 2009;

Considering the proposal of the Head of the Task Force for Implementing Project 30 of the Ministry of Finance,

DECIDES:

Article 1. To publish attached to this Decision the set of administrative procedures in the securities sector.

1. In the event that the administrative procedures mentioned in this Decision are amended, supplemented, or abolished by a competent state agency after the effective date of this Decision, and new administrative procedures are issued, the regulations of the competent state agency shall be applied correctly, and updates must be published.

2. In the event that administrative procedures are issued by a competent state agency but have not been published in this Decision, they shall be applied in accordance with the regulations of the competent state agency and must be updated for publication.

Article 2.

The Task Force for Implementing Project 30 of the Ministry of Finance is responsible for taking the lead, coordinating with the State Securities Commission and relevant units to regularly update and submit to the Minister for publication the administrative procedures mentioned in Clause 1, Article 1 of this Decision. The deadline for updating or removing these administrative procedures shall not exceed 10 days from the date the document stipulating the administrative procedures takes effect.

For the administrative procedures mentioned in Clause 2, Article 1 of this Decision, the Task Force for Implementing Project 30 of the Ministry of Finance is responsible for taking the lead, coordinating with the State Securities Commission and relevant units to submit to the Minister for publication within a period not exceeding 10 days from the date the unpublished administrative procedure is discovered.

Article 3.

This Decision takes effect from the date of signing.

Article 4. The Head of the Task Force for Implementing Project 30, the Chief of the Office, the Chairman of the State Securities Commission, the Director of the Legal Department, the Director of the Informatics and Financial Statistics Department, and the heads of relevant units are responsible for implementing this Decision.

Where to send:

• Prime Minister (for report);
• State Agency for Government Office Reform;
• Ministry Leadership;
• As per Article 4;
• Ministry of Finance Website;
• Store: VT, PC

MINISTER

(Signed)

Vu Van Ninh