Decision on Approving the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund

NATIONAL COMMISSION FOR SECURITIES AND STOCK MARKET DECISION Kyiv On Approval of the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision

In accordance with paragraphs 1, 30, 36 of Part One of Article 7, Articles 29, 30 of the Law of Ukraine "On State Regulation of Capital Markets and Organized Commodity Markets", Part Four of Article 12, Articles 52 and Part One – Two of Article 53 of the Law of Ukraine "On Non-State Pension Provision",

The National Commission for Securities and Stock Market HAS DECIDED:

1. Approve the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision, attached hereto.

2. Declare invalid:

• the Decision of the National Commission for Securities and Stock Market of July 23, 2020 No. 379 "On Approval of the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision", registered in the Ministry of Justice of Ukraine on September 4, 2020 under No. 847/35130 (with amendments);
• the Decision of the National Commission for Securities and Stock Market of April 14, 2022 No. 300 "On Approval of Amendments to the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision", registered in the Ministry of Justice of Ukraine on May 13, 2022 under No. 519/37855 (with amendments);
• the Decision of the National Commission for Securities and Stock Market of August 16, 2022 No. 1097 "On Regulation of Certain Issues Regarding Contracts for the Provision of Financial Services to a Non-State Pension Fund",
  registered in the Ministry of Justice of Ukraine on September 20, 2022 under No. 1096/38432;
• the Order of the State Commission for Regulation of Financial Services Markets of Ukraine of December 25, 2003 No. 178 "On Approval of the Procedure for Submission by the Administrator of a Non-State Pension Fund of Information to the National Commission that Carries Out State Regulation in the Field of Financial Services Markets Regarding the Conclusion by the Council of a Non-State Pension Fund of Contracts for the Provision of Financial Services to a Non-State Pension Fund", registered in the Ministry of Justice of Ukraine on January 16, 2004 under No. 57/8656 (with amendments).

3. Establish that the council of a non-state pension fund (hereinafter – the pension fund) must provide the administrator with whom a pension fund administration agreement has been concluded, in the form and manner defined by this agreement, notifications regarding the conclusion (re-conclusion), extension (prolongation of the term), and termination (cessation of action) of the agreement(s) on the management of pension fund assets and the agreement on the servicing of the pension fund by a custodian, or regarding the expiration of the term of such agreements in cases where the respective agreement was not extended, as well as amendments to the agreements regarding the term of such agreements, within 3 working days from the date of the occurrence of the respective event (conclusion (re-conclusion), extension (prolongation of the term), termination (cessation of action), expiration of the term of the respective agreement in cases where the respective agreement was not extended, or amendments to the agreement regarding the term of such agreement).
   Such a notification must contain information about the type of event regarding the agreement(s) for which information is provided, the date of its occurrence, and the details of such agreement(s) (type of agreement (agreement on the management of pension fund assets or agreement on the servicing of the pension fund by a custodian), details of the parties to the agreement (name, identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (hereinafter – identification code), LEI code (if available), and location), date of conclusion, number (if available), term of validity, date of expiration of the term of validity, date of extension (prolongation of the term of validity) (if available)) of the agreement, as well as, in the case of notification regarding the termination (cessation of action) of the agreement – the grounds for termination (cessation of action).

The council of the pension fund, in the event of termination (cessation of action) of the agreement on the administration of the pension fund with the administrator and the conclusion of an agreement on the administration of the pension fund with another administrator (hereinafter – the new administrator), must provide the new administrator with information about the agreements on the management of pension fund assets and on the servicing of the pension fund by a custodian concluded by it, effective as of the date of conclusion of the agreement on the administration of the pension fund with the new administrator, within 3 working days from the date of its conclusion. This information must contain data on the name, identification code, LEI code (if available), and location of the legal entity with which the respective agreement was concluded, the date of conclusion, number (if available), term of validity of the agreement, presence in the agreement of a condition regarding its extension (prolongation of the term of validity), and the date of extension (prolongation of the term of validity) of the agreement (if available).

4. The Department of Methodology shall ensure the submission of this decision for state registration to the Ministry of Justice of Ukraine.

5. The Administration of Administrative Activities shall ensure the publication of this decision on the official website of the National Commission for Securities and Stock Market.

6. The Department of Legal Development, after state registration of the decision by the Ministry of Justice of Ukraine, shall ensure the publication of this decision on the official website of the National Commission for Securities and Stock Market.

7. This decision enters into force on October 1, 2026.

8. Establish that quarterly Data for the III quarter of 2026 shall be submitted by the administrator of the pension fund to the National Commission for Securities and Stock Market and to the council of the pension fund, the administration of which it carries out, in accordance with the requirements defined by the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision, approved by the Decision of the National Commission for Securities and Stock Market of July 23, 2020 No. 379, registered in the Ministry of Justice of Ukraine on September 4, 2020 under No. 847/35130 (with amendments).

9. Entrust the control over the execution of this decision to a member of the National Commission for Securities and Stock Market I. Baramiya.

Chairman of the Commission Oleksiy SEMENYUK

Protocol of the Commission meeting of July 17, 2026 No. 32

APPROVED
Decision of the National Commission for
Securities and Stock Market
______________________ No. _____

Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund, Including Reporting on Non-State Pension Provision

I. General Provisions

1. This Regulation defines the list, procedure, and deadlines for submission by the administrator of a non-state pension fund (hereinafter – Administrator) to the National Commission for Securities and Stock Market (hereinafter – Commission) and to the councils of non-state pension funds, the administration of which is carried out by the Administrator (hereinafter – council of the pension fund), of reporting data, as well as the procedure for the Administrator to publish information about the activities of non-state pension funds (hereinafter – pension fund), the administration of which it carries out, and about its own activities in their administration.
   The list of reporting data includes data specified in Section II of this Regulation (hereinafter – Data), and annual (interim) financial reporting / annual (interim) consolidated financial reporting (in case of preparation of consolidated financial reporting), which is submitted by the Administrator regarding itself and each pension fund, the administration of which it carries out, in accordance with the Requirements for Disclosure of Financial Reporting Indicators in XBRL Format for Reporting Entities that are Participants of Capital Markets and Professional Participants of Organized Commodity Markets, approved by the Decision of the NCSPF No. 36/21/2383/K03 of June 6, 2025, registered in the Ministry of Justice of Ukraine on June 20, 2025 under No. 958/44364 (hereinafter – Requirements).

2. The action of this Regulation extends to legal entities that have a license for professional activity in capital markets – activity of administration of pension funds, as well as those legal entities that had the right according to legislation to carry out the specified professional activity.

3. Data is submitted to the Commission in the volume established by this Regulation, no later than the deadlines specified in paragraph 17 of this Regulation.
   Data must contain all references specified by this Regulation. All references of Data must be filled in, contain reliable and complete information. Information in references must be filled in accordance with Appendices 1 – 10 to this Regulation. Data is compiled as of the end of the last day of the reporting period.

4. Data compiled and submitted to the Commission is divided into Data regarding the Administrator and Data regarding the activities of pension funds and their administration.
   Data regarding the Administrator is submitted starting from the reporting period in which the Administrator received a license for professional activity in capital markets – activity of administration of pension funds. Data regarding the activities of pension funds and their administration is compiled and submitted by the Administrator regarding each pension fund, the administration of which the Administrator carries out, separately. Data regarding the activities of pension funds and their administration, which contains information about a certain pension fund, is compiled and submitted by the Administrator:
   starting from the reporting period in which it concluded an agreement on the administration of the pension fund with the council of this pension fund (for newly created pension funds), or in which it signed an act of acceptance and transfer of the personalized accounting system and corresponding documentation regarding this pension fund from the previous Administrator; ending with the reporting period preceding the reporting period in which it signed an act of acceptance and transfer of the personalized accounting system and corresponding documentation regarding this pension fund to another Administrator in connection with the termination of the agreement on the administration of this pension fund, or in which the procedure for termination of this pension fund as a legal entity by its liquidation was initiated.

5. Data is submitted by the Administrator to the council of the pension fund with which the Administrator has concluded an agreement on the administration of a non-state pension fund, in the volumes established by this Regulation, and in the manner provided for by the charter of the corresponding pension fund and/or the terms of the agreement on the administration of non-state pension funds.

6. Data is compiled using the System of References and Classifiers of the National Commission for Securities and Stock Market, approved by the Decision of the National Commission for Securities and Stock Market of May 8, 2012 No. 646, registered in the Ministry of Justice of Ukraine on May 25, 2012 under No. 831/21143 (hereinafter – System of References and Classifiers).

7. References of Data specified by this Regulation are filled in by the Administrator based on accounting data, data of the personalized accounting system, and information received from persons who carry out the management of pension fund assets. The Administrator ensures the completeness and reliability of information of which it is the owner.

8. In case of the need to provide additional explanations to the information contained in the reference, the Administrator may provide it in the "Notes" field of this reference.

9. Data is compiled in the form defined by this Regulation, in accordance with the description of sections and XML file schemas defined by a separate document of a normative-technical nature, published on the official website of the Commission, and submitted in accordance with the Regulation on the Submission of Administrative Data and Information in the Form of Electronic Documents to the National Commission for Securities and Stock Market, approved by the Decision of the State Commission for Securities and Stock Market of May 13, 2011 No. 492, registered in the Ministry of Justice of Ukraine on June 25, 2011 under No. 789/19527.

10. In this Regulation, terms are used in the following meanings:

1. identification code – identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (Unified State Register of Legal Entities, Individual Entrepreneurs, and Public Formations);
2. LEI code – identification number under the international legal entity identifier.

II. Composition of Data and Deadlines for Submission to the Commission

11. Data is compiled and submitted to the Commission as:
    daily Data; monthly Data; quarterly Data; annual Data; irregular Data.

12. Daily Data are Data regarding the activities of pension funds and their administration, compiled from the reference on the composition, structure, and net asset value of the pension fund assets (Appendix 1 to this Regulation) for each calendar day of the reporting year.

13. Monthly Data are compiled and submitted as:

1. monthly Data regarding the Administrator, which consist of:
   reference on the list of pension funds, the administration of which is carried out by the Administrator (Appendix 2 to this Regulation); reference on the compliance of the size of statutory and own capital with legislative requirements (Appendix 3 to this Regulation). Administrators who combine the activity of administration of pension funds with the activity of asset management, and Administrators on whom the action of the normative legal act of the Commission, which defines the procedure and periodicity of calculation of prudential norms in the conduct of professional activity in capital markets, does not extend, do not submit the reference specified in the third paragraph of this sub-item when submitting monthly Data regarding the Administrator; Monthly Data regarding the Administrator for the last month of the reporting quarter are included in the composition of quarterly Data regarding the Administrator for the corresponding reporting quarter;
2. monthly Data regarding the activities of pension funds and their administration, which consist of the reference on the change in the net value of pension fund assets of the pension fund (Appendix 4 to this Regulation).
   Monthly Data regarding the activities of pension funds and their administration for the last month of the reporting quarter are included in the composition of quarterly Data regarding the activities of pension funds and their administration for the corresponding reporting quarter.

14. Quarterly Data are compiled and submitted as:

1. quarterly Data regarding the Administrator, which consist of:
   reference on the list of pension funds, the administration of which is carried out by the Administrator (Appendix 2 to this Regulation); reference on the compliance of the size of statutory and own capital with legislative requirements (Appendix 3 to this Regulation). Quarterly Data regarding the Administrator, which include monthly Data regarding the Administrator for the last month of the reporting quarter. Administrators who combine the activity of administration of pension funds with the activity of asset management, and Administrators on whom the action of the normative legal act of the Commission, which defines the procedure and periodicity of calculation of prudential norms in the conduct of professional activity in capital markets, does not extend, do not submit the reference specified in the third paragraph of this sub-item when submitting quarterly Data regarding the Administrator. Quarterly Data regarding the Administrator for the IV quarter of the reporting year are not compiled and not submitted;
2. quarterly Data regarding the activities of pension funds and their administration, which consist of:
   reference on the pension fund (Appendix 5 to this Regulation); reference on the personalized accounting of participants of the pension fund (Appendix 6 to this Regulation); reference on the results of the activities of corporate and professional pension funds (Appendix 7 to this Regulation). This Reference is compiled only by Administrators who carry out the servicing of a corporate or professional pension fund on the basis of an agreement on the administration of a non-state pension fund concluded with the council of such fund in the aspect of founders and employers – payers of pension fund contributions; reference on participants of the pension fund by age category (Appendix 8 to this Regulation). Monthly Data regarding the activities of pension funds and their administration for the last month of the reporting quarter are included in the composition of quarterly Data regarding the activities of pension funds and their administration. Quarterly Data regarding the activities of pension funds and their administration for the IV quarter of the reporting year are included in the composition of annual Data regarding the activities of pension funds and their administration for the reporting year.

15. Annual Data are compiled and submitted as:

1. annual Data regarding the Administrator, which consist of:
   reference on the list of pension funds, the administration of which is carried out by the Administrator (Appendix 2 to this Regulation); reference on the compliance of the size of statutory and own capital with legislative requirements (Appendix 3 to this Regulation); reference on the audit report on financial reporting for the reporting year (Appendix 9 to this Regulation). The reference on the audit report on financial reporting for the reporting year (Appendix 9 to this Regulation) is submitted within the deadlines established by the Requirements for submission of annual financial reporting / annual consolidated financial reporting (in case of preparation of consolidated financial reporting). The Administrator, which is the National Bank of Ukraine, does not submit the documents specified in the third and fourth paragraphs of this sub-item. Administrators who combine the activity of administration of pension funds with the activity of asset management do not submit the documents specified in the third and fourth paragraphs of this sub-item;
2. annual Data regarding the activities of pension funds and their administration consist of:
   quarterly Data regarding the activities of the pension fund and its administration for the last quarter of the reporting year; reference on the audit report on financial reporting for the reporting year (Appendix 9 to this Regulation). The reference on the audit report on financial reporting for the reporting year (Appendix 9 to this Regulation) is submitted within the deadlines established by the Requirements for submission of annual financial reporting.

16. Irregular Data are submitted upon the occurrence of the fact and consist of the reference on agreements concluded by the council of the pension fund (Appendix 10 to this Regulation), which is submitted regarding the agreement on the administration of the pension fund, the agreement on the management of pension fund assets, the agreement on the servicing of the pension fund by a custodian after receiving from the council of the pension fund a notification about its (their) conclusion (re-conclusion), extension (prolongation of the term of validity), termination (cessation of action), about the expiration of the term of validity of the agreement(s) in cases where such agreement(s) was (were) not extended, or about amendments to the agreement(s) regarding the term of validity of such agreement(s).

17. The Administrator submits Data to the Commission within the following deadlines:
    daily – no later than the end of the second working day following the reporting day; monthly – no later than the last day of the month following the reporting month; quarterly – no later than the last day of the month following the reporting quarter; annual – by April 1 of the year following the reporting year; irregular – within 5 working days from the day of receipt from the council of the pension fund of the notification specified in paragraph 16 of this Regulation.

18. In the event that the last day for submission of Data is a non-working day, the next working day following it is considered the last day for submission.

19. The Administrator, in the event of detecting discrepancies in the Data submitted to the Commission, must eliminate these discrepancies and resubmit the corresponding Data established by this Regulation, but no later than the deadlines provided for in paragraph 17 of this Regulation.
    If such Data are resubmitted with a violation of the deadlines provided for in paragraph 17 of this Regulation, they are submitted with the mandatory indication in the "Notes" field of the corresponding appendix about the correction of Data by the Administrator and the reasons for the occurrence of discrepancies.

20. The last Data submitted to the Commission are considered current.

21. The deadline for submission of Data is extended in the event of receipt by the Commission of a written notification from the Administrator (letter in arbitrary form) about the impossibility of submitting Data within the established deadline due to:
    withdrawal of software and technical means and/or documents by law enforcement agencies (with submission of copies of documents confirming the withdrawal of the specified means and/or documents); occurrence of force majeure circumstances (with submission of copies of documents confirming the specified circumstances).

22. The Administrator is obliged to inform the Commission by letter in arbitrary form monthly about the non-elimination of circumstances that determined the impossibility of submitting Data, and in the event of their elimination, submit Data to the NCSPF within 15 working days from the day of elimination of such circumstances, as well as copies of documents confirming the return of software and technical means and/or documents (in the event of their return).

III. Procedure and Volume of Publication of Information about the Activities of the Pension Fund

23. Publication of information about the activities of the pension fund is carried out by the Administrator on its own website, as well as in the database of the person who carries out the activity of publishing regulated information on behalf of participants of capital markets and/or professional participants of organized commodity markets.

24. Information is published by the Administrator regarding each pension fund, with the council of which it has concluded an agreement on the administration of the pension fund, separately and must be open and available for general use for a period of no less than the last three years. If the period from the beginning of the activities of the pension fund or from the date of conclusion of the agreement on the administration of the pension fund by the Administrator is less than three years, such information must be open and available for general use for the entire period.

25. Information subject to publication on the Administrator's website and on the website/webpage of the corresponding pension fund must contain:

1. information that must be kept up to date:
   full name of the pension fund; contact information of the pension fund (location, telephone, fax, email address, and website); identification code of the pension fund; information about the founders of the pension fund: full name of the legal entity or surname, first name, and patronymic (if available) of the individual; information about the inclusion of the pension fund (date and number of the Commission's act on the inclusion of the pension fund in the register of non-state pension funds); full name of the administrator, persons who carry out the management of pension fund assets, custodian of the pension fund; contact information of the administrator, persons who carry out the management of pension fund assets, custodian of the pension fund (location, telephone, fax, email address, and website); identification code of the administrator, persons who carry out the management of pension fund assets, custodian of the pension fund;
2. daily information as of the end of each working day:
   table 1 of the reference on the composition, structure, and net asset value of the pension fund assets (Appendix 1 to this Regulation);
3. quarterly information for the corresponding reporting quarter (I, II, III quarters) as of the last day of the corresponding quarter:
   information on the total number of participants of the pension fund; information on the total number of contributors – individuals of the pension fund; information on the total number of contributors – legal entities of the pension fund; information on the total number of contributors – legal entities and individual entrepreneurs who pay pension contributions on behalf of participants of the pension fund; information on the total amount of pension contributions; information on the total amount of pension payments;

sum of pension payments made for a specified period; sum of one-time pension payments made; total number of persons receiving payments; number of pension fund participants receiving a pension for a specified period; number of pension fund participants from whose funds one-time pension payments were made; information on the change in the net asset value of the pension fund for the relevant reporting quarter; information on the change in the net asset value of one unit of pension assets of the pension fund for the relevant reporting quarter; information on the total amount of pension funds transferred from the pension fund; information on the total amount of pension funds transferred to the pension fund; information on the total amount of expenses reimbursed from pension assets; link in the format of a Universal Resource Locator (URL) to the relevant file of interim financial reporting / interim consolidated financial reporting (in case of preparation of consolidated financial reporting) for the relevant reporting quarter, prepared and submitted in accordance with the Requirements;
4) annual information for the reporting year as of the last day of the reporting year:
information on the total number of pension fund participants; information on the total number of depositors – natural persons of the pension fund; information on the total number of depositors – legal entities of the pension fund; information on the total number of depositors – legal entities and natural persons – entrepreneurs who pay pension contributions on behalf of pension fund participants; information on the total amount of pension contributions; information on the total amount of pension payments; sum of pension payments made for a specified period; sum of one-time pension payments made; total number of persons receiving payments; number of pension fund participants receiving a pension for a specified period;

number of pension fund participants from whose funds one-time pension payments were made; information on the change in the net asset value of the pension fund for the reporting year; information on the change in the net asset value of one unit of pension assets of the pension fund for the reporting year; information on the total profit (loss) from investing pension assets of the pension fund for the reporting year; information on the investment objects of the pension fund assets (for each investment direction defined by the investment declaration of the pension fund, separately); information on the total amount of pension funds transferred from the pension fund; information on the total amount of pension funds transferred to the pension fund; information on the total remuneration of entities providing services to the pension fund from pension assets (administrator, persons managing the assets of the pension fund, custodian of the pension fund, auditor, investment firms and other persons) for the reporting year; information on the load factor of the pension fund, which is published annually and calculated based on the results of the reporting year by the formula:
∑i= 1
N
СВі
∑i= 1
N
ЧВАi
× N
, where СВі – the sum of expenses for providing services to the pension fund from pension assets, calculated as of the end of the i-th day of the reporting year; ЧВАі – the net asset value of the pension fund, calculated as of the end of the i-th day of the reporting year; N – the number of calendar days in the reporting year; link in the format of a Universal Resource Locator (URL) to the relevant file of annual financial reporting.

26. Information on the activities of the pension fund contained in:
    Tables 1 – 4 of the reference on the pension fund (Appendix 5 to this Regulation), prepared as of the last day of the reporting quarter (I, II, III quarter) or reporting year, is subject to publication in the database of the person conducting activities on publishing regulated information on behalf of participants of capital markets and professional participants of organized commodity markets. Information regarding the tax identification number or series (if available) and passport number (for natural persons who, due to religious beliefs, refuse to accept a tax identification number and have notified the relevant state tax authority and have a corresponding mark in their passport) of natural persons contained in Table 4 of the reference on the pension fund is not subject to publication;
    Table 1 of the reference on the composition, structure and net asset value of the pension fund assets (Appendix 1 to this Regulation), prepared as of the last day of the reporting quarter (I, II, III quarter) or reporting year.
27. Information on the activities of the pension fund is placed within the following timeframes:
    daily – no later than the end of the second working day following the reporting day; quarterly – no later than the last day of the month following the reporting quarter; annual – by June 1 of the year following the reporting period. Director of the Methodology Department Maksym TYMOKHIN

Appendix 1
to the Regulation on the procedure for preparation, submission and publication by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (point 12) Reference on the composition, structure and net asset value of pension fund assets
Table 1
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Value of pension fund assets, total, UAH
10 Value of investments in securities, UAH
11 Amount of funds in bank accounts, UAH
12 Value of investments in real estate objects, UAH 13 Value of investments in bank metals, UAH 14 Value of other investments, UAH 15 Value of accounts receivable, UAH 16 Total amount of pension fund liabilities, UAH 17 Amount of non-personalized contributions, UAH 18 Amount of debt on repayment of erroneously paid funds, UAH 19 Amount of debt on repayment of pension funds to another institution (another pension fund, insurer, bank), UAH

1 2
20 Amount of debt on accrued but not made pension payments (under pension payment contracts for a specified period or accrued one-time pension payments to participants (heirs, guardians (custodians) of participants)), UAH 21 Amount of debt on expenses for pension fund administration services, UAH 22 Amount of debt on remuneration for asset management services of the pension fund, UAH 23 Amount of debt on payment of custodian services, UAH 24 Amount of debt on payment of services for conducting planned audit inspections of the pension fund, UAH 25 Amount of debt on payment of services related to the implementation of operations with pension assets provided by third parties, UAH 26 Amount of debt on expenses for maintaining accounting and re-registering rights of ownership to real estate, UAH 27 Amount of debt on payment of other services, the provision of which is provided for by current legislation on non-state pension provision, UAH 28 Amount of debt regarding the purchase (sale) of assets and settlements with sellers for assets received but not paid by the pension fund, UAH 29 Amount of other liabilities of the pension fund, UAH 30 Net asset value of the pension fund, UAH 31 Number of units of pension assets 32 Net asset value of one unit of pension assets, UAH ___________________ 1 Filled in accordance with Reference 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers.

List of investments in securities
Table 2
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Type of security 2
10 Identification code of the issuer – resident / identification code from the commercial, court or bank register of the country where the issuer – non-resident is officially registered 11 LEI code of the issuer (if available) 12 Name of the issuer 13 Country code 3 14 International Securities Identification Number 15 Rating of the security of the issuer (if available) 16 Name of the credit agency that assigned the rating to the securities of the issuer (if available) 17 Number of securities, pieces 18 Nominal value of one security, UAH 19 Total nominal value of securities, UAH 20 Total value of securities, UAH 21 Share in the total balance sheet value of pension fund assets, % 22 Name of the organized capital market operator, the average rate of which took into account for calculation 23 Share of the total volume of issue of securities or share capital of the issuer (for issue securities), % 24 Maturity date of the security (for debt term securities) ____________________ Rows 9 – 24 are filled in for each issue of securities (investment object – non-issue security(ies) separately.

1 Filled in accordance with Reference 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers. 2 Filled in accordance with Reference 6 "Classification of financial instruments by subgroups" of the System of References and Classifiers. 3 Filled in accordance with Reference 45 "Classification of countries of the world" of the System of References and Classifiers.

List of investments in real estate objects
Table 3
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Name of the real estate object
10 Location of the real estate object
11 Date of acquisition of the real estate object 12 Acquisition cost 13 Total value, UAH 14 Share in the total balance sheet value of pension fund assets, % _____________________ Rows 9 – 14 are filled in for each real estate object separately. managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers.

Funds in bank accounts
Table 4
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Account type: 01 – current; 02 – deposit; 31 – current without extension of requirements regarding asset structure; 32 – deposit without extension of requirements regarding asset structure 10 Amount of funds in UAH 2 11 Amount of funds in foreign currency 3 12 Currency name 4 13 Bank data: full name 14 Bank data: identification code 15 Bank data: LEI code (if available) 16 Income on deposit account (deposits in UAH) 5 , % 17 Income on deposit account (deposits in foreign currency) 5 , % 18 Start of storage date 5 19 End of storage date 5 20 Share in the total balance sheet value of assets, % ________________________ Rows 9 – 20 are filled in for each account separately. managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers. 2 Filled in for accounts in national and foreign currency. 3 Filled in for accounts in foreign currency. 4 Filled in accordance with Reference 46 "List and codes of currencies" of the System of References and Classifiers. 5 Filled in for deposit accounts.

List of investments in bank metals
Table 5
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Bank data: full name
10 Bank data: identification code
11 Bank data: LEI code (if available)
12 Type of bank metal
13 Quantity of bank metal (ounces)
14 Official (accounting) rate of the National Bank of Ukraine on bank metal 15 Income on deposit account, UAH 16 Total value, UAH 17 Share in the total balance sheet value of assets, % _____________________ Rows 9 – 17 are filled in for each bank and type of bank metal separately. managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers.

List of other investments
Table 6
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Subject of investment: 01 – corporate rights (except securities); 02 – unfinished construction; 03 – trademarks; 04 – other in accordance with the terms of the contract 10 Investment object 11 Identification code of the investment object (if available) 12 LEI code of the investment object (if available) 13 Location of the investment object (if available) 14 Acquisition date 15 Acquisition cost 16 Total value, UAH 17 Share in the total balance sheet value of assets, % 18 Share in the share capital of the legal entity (if available) 19 Notes ______________________ Rows 9 – 19 are filled in for each investment object separately. managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers.

Accounts Receivable
Table 7
1 2
1 Date as of which Data are submitted
2 Administrator Data: identification code
3 Administrator Data: LEI code (if available)
4 Administrator Data: full name
5 Pension fund data: identification code
6 Pension fund data: LEI code (if available)
7 Pension fund data: full name
8 Pension fund data: type 1
9 Identification code of the debtor
10 LEI code of the debtor (if available)
11 Name of the debtor
12 Subject of debt 2
13 Grounds for the occurrence of debt
14 Size of security (if available)
15 Date of occurrence of accounts receivable
16 Planned date of repayment of accounts receivable 17 Value, UAH 18 Share in the total balance sheet value of assets, % _____________________ Rows 9 – 18 are filled in for each subject of accounts receivable separately. managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers. 2 Filled in accordance with Reference 20 "Subject of accounts receivable" of the System of References and Classifiers. _________________

Appendix 2
to the Regulation on the procedure for preparation, submission and publication by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (subparagraph 1 of point 13) Reference on the list of pension funds, administration of which is carried out by Administrator 1 1 2 1 Month for which Data are submitted 2 Year for which Data are submitted 3 Date as of which Data are submitted 4 Administrator Data: identification code 5 Administrator Data: LEI code (if available) 6 Administrator Data: full name 7 Pension fund data: identification code 8 Pension fund data: LEI code (if available) 9 Pension fund data: full name 10 Pension fund data: type 2 11 Pension fund data: date and number of the Commission act on inclusion of the pension fund into the register of non-state pension funds 12 Pension fund data: date of conclusion of the contract 13 Number of persons managing the assets of the pension fund on the basis of the corresponding license to conduct such activity 14 Value of pension fund assets, UAH 15 Notes __________ Information in the appendix is filled in for each pension fund, administration of which is carried out by the Administrator, separately. 2 Filled in accordance with Reference 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of References and Classifiers. _________________

Appendix 3
to the Regulation on the procedure for preparation, submission and publication by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (subparagraph 1 of point 13) Reference on compliance of the size of authorized and own capital with the requirements of legislation 1 2 1 Month for which Data are submitted 2 Year for which Data are submitted 3 Date as of which Data are submitted 4 Administrator Data: identification code 5 Administrator Data: LEI code (if available) 6 Administrator Data: full name 7 Administrator Data: size of own capital, UAH 8 Administrator Data: size of authorized capital, UAH 9 Date of submission by the Administrator to the Commission of a notice on the reduction of the legally defined size of its own capital 1 10 Notes __________ 1 Filled in case of reduction of the size of the Administrator's own capital. _________________

Appendix 4
to the Regulation on the procedure for preparation, submission and publication by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (subparagraph 2 of point 13) Reference on the change in the net asset value of pension assets of the pension fund 1 2 1 Month for which Data are submitted 2 Year for which Data are submitted 3 Date as of which Data are submitted 4 Administrator Data: identification code 5 Administrator Data: LEI code (if available) 6 Administrator Data: full name 7 Pension fund data: identification code 8 Pension fund data: LEI code (if available) 9 Pension fund data: full name 10 Pension fund data: type ¹ 11 Total amount of receipts (row 12 + row 15 + row 16 + row 20), UAH 12 Total amount of pension contributions from natural persons (row 13 + row 14), UAH 13 Total amount of pension contributions from participants who are depositors, UAH 14 Total amount of pension contributions from third parties (spouse, children, parents), UAH 15 Total amount of pension contributions from natural persons – entrepreneurs, UAH 16 Total amount of pension contributions from legal entities, total (row 17 + row 18 + row 19), UAH 17 Total amount of pension contributions from the founder of the pension fund, UAH 18 Pension contributions from the employer – payer, who is not the founder, UAH 19 Total amount of pension contributions from a professional association, UAH 20 Total amount of funds transferred by a natural person to the pension fund, total (row 21 + row 22), UAH

1 2
21 Total amount of funds transferred by a natural person to the pension fund from the bank, UAH 22 Total amount of funds transferred by a natural person to the pension fund from another pension fund, UAH 23 Total amount of obligations performed and accrued to participants (row 24 + row 33 + row 36 + row 37 + row 38 + row 39), UAH 24 Total amount of pension payments made, total (row 25 + row 28), UAH 25 Total amount of pension payments made for a specified period, total (row 26 + row 27), UAH 26 Total amount of pension payments made with a payment term from 10 to 20 years inclusive, UAH 27 Total amount of pension payments made with a payment term of more than 20 years, UAH 28 Total amount of one-time pension payments made, total (row 29 + row 30 + row 31 + row 32), UAH 29 Total amount of one-time pension payments made in case of medically confirmed critical health condition, onset of disability, UAH 30 Total amount of one-time pension payments made in connection with failure to reach the minimum size of accumulations, UAH 31 Total amount of one-time pension payments made in connection with moving to permanent residence outside Ukraine, UAH 32 Total amount of one-time pension payments made in case of death of the participant – to his heirs (guardians, custodians), UAH 33 Total amount of pension funds transferred to another pension fund, total (row 34 + row 35), UAH 34 Total amount of pension funds transferred to another pension fund on the basis of a concluded pension contract, UAH 35 Total amount of pension funds transferred to another pension fund on the basis of a concluded contract for the payment of a pension for a specified period, UAH 36 Total amount of pension funds transferred to the insurer for payment of life pension insurance contracts, UAH 37 Total amount of pension funds transferred to the insurer for payment of insurance contracts for the risk of onset of disability or death of the participant, UAH

1 2
38 Total amount of pension funds transferred to the bank on the basis of an opened deposit pension account, UAH 39 Total amount of debt of the pension fund on fulfilling obligations to participants and transferring funds, total (row 40 + row 41), UAH 40 Total amount of debt of the pension fund on repayment of pension funds to another institution (another pension fund, insurer, bank), UAH 41 Total amount of debt of the pension fund on accrued but not made current pension payments (under pension payment contracts for a specified period or accrued one-time pension payments to participants (heirs, guardians (custodians) of participants)), UAH 42 Total amount of profit (loss) from operations with pension fund assets, total (row 43 + row 46 + row 49 + row 52 + row 53 + row 54), UAH 43 Total amount of profit (loss) from operations with securities located in the assets of the pension fund, total (row 44 + row 45), UAH 44 Total amount of profit (loss) from the sale of securities, UAH 45 Total amount of profit (loss) from revaluation of securities, UAH 46 Total amount of profit (loss) from operations with real estate objects located in the assets of the pension fund, total (row 47 + row 48), UAH 47 Total amount of profit (loss) from the sale of real estate objects, UAH 48 Total amount of profit (loss) from revaluation of real estate objects, UAH 49 Total amount of profit (loss) from operations with bank metals located in the assets of the pension fund, total (row 50 + row 51), UAH 50 Total amount of profit (loss) from the sale of bank metals, UAH 51 Total amount of profit (loss) from revaluation of bank metals, UAH 52 Total amount of profit (loss) from write-off of creditor debt, UAH 53 Total amount of profit (loss) from disposal of assets that cease to meet such a state, under which they are recognized as assets, UAH 54 Total amount of profit (loss) from operations with other assets, not prohibited by the legislation of Ukraine, located in the assets of the pension fund, UAH

1 2
55 Total passive income received on pension fund assets, total (line 56 + line 57 + line 58 + line 66 + line 67 + line 68 + line 69 + line 70 + line 71), UAH 56 Amount of income (loss) from funds placed in deposit (deposit) bank accounts, UAH 57 Amount of income from funds placed in savings (deposit) certificates of banks, UAH 58 Amount of income from debt securities, total (line 59 + line 60 + line 61 + line 62 + line 63 + line 64 + line 65), UAH 59 Amount of income from securities, the income on which is guaranteed by the Cabinet of Ministers of Ukraine, UAH 60 Amount of income from securities, the income on which is guaranteed by the Council of Ministers of the Autonomous Republic of Crimea, local councils in accordance with the legislation, UAH 61 Amount of income from bonds of local loans, UAH 62 Amount of income from bonds of enterprises, issuers of which are residents of Ukraine, UAH 63 Income from securities, the income on which is guaranteed by governments of foreign states, UAH 64 Amount of income from bonds of foreign issuers, UAH 65 Amount of income from mortgage securities, UAH 66 Amount of income from dividends on shares of Ukrainian issuers, UAH 67 Amount of income from dividends on shares of foreign issuers, UAH 68 Amount of income from fees for the use of real estate objects, UAH 69 Amount of income from received interest accrued on funds placed in bank metals, UAH 70 Amount of income from received interest accrued on funds located in the current account, UAH 71 Amount of income from the use of other assets not prohibited by the legislation of Ukraine, total, UAH 72 Amount of other income (losses) of the pension fund, UAH 73 Total amount of expenses reimbursed at the expense of pension assets (line 76 + line 77 + line 78 + line 79 + line 80 + line 84), UAH 74 Amount of expenses for payment of advertising services on the activities of the pension fund, UAH 75 Amount of expenses for publication of information on the activities of the pension fund, UAH

1 2
76 Amount of remuneration for providing services for the administration of the pension fund, UAH² 77 Amount of remuneration for providing services for the management of pension fund assets, UAH 78 Amount of payment for the services of the pension fund custodian, UAH 79 Amount of payment for the services of conducting audit inspections of the pension fund, UAH 80 Amount of payment for services related to the implementation of operations with pension assets, provided by third parties, total, UAH (line 81 + line 82 + line 83) 81 Amount of payment for the services of investment firms, UAH 82 Amount of payment for expenses on maintaining accounting and re-registering ownership rights to securities, UAH 83 Amount of payment for expenses on maintaining accounting and re-registering ownership rights to real estate, UAH 84 Amount of payment for other services, the provision of which with reimbursement of payment at the expense of pension assets is provided by legislation, UAH 85 Amount of profit (loss) from investing pension fund assets (line 42 + line 55 + line 72 - line 73), UAH 86 Net value of pension assets at the beginning of the reporting period, UAH 3 87 Net value of pension assets at the end of the reporting period (line 11 - line 23 + line 85), UAH 88 Change in net value of pension assets (line 87 - line 86), UAH 89 Number of units of pension assets, units. 90 Net value of one unit of pension assets at the beginning of the reporting period, UAH 3 91 Net value of one unit of pension assets at the end of the reporting period, UAH 92 Change in net value of one unit of pension assets, (line 91 - line 90), UAH ________________ 1 Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System. 2 The amount of remuneration for providing services for the administration of the pension fund is indicated, including the amount of expenses for payment of advertising services on the activities of the pension fund and the amount of expenses for publication of information on the activities of the pension fund, which are indicated in lines 74 and 75.

3 Filled for monthly Data - as of the beginning of the first day of the reporting month, when submitting monthly Data as part of quarterly Data - as of the beginning of the first day of the last month of the reporting quarter, when submitting monthly Data as part of annual Data - as of the beginning of the first day of the last month of the reporting year. In lines 24 – 32, data on accrued and made pension payments to participants of the pension fund are indicated, including accrued amounts of personal income tax and expenses for making payments, if they are covered at the expense of pension funds of such participants. In lines 33 – 38, data on funds of participants accrued and transferred to another (other) pension fund(s) and/or financial institutions are indicated, including expenses for transferring such funds, if they are covered at the expense of pension funds of such participants. In lines 39 – 41, the amount of the pension fund's debt in fulfilling obligations to participants and transferring funds (disclosure of information about the amounts of unfulfilled obligations, which are indicated in lines 24 – 38) is indicated. In lines 43 – 54, profit (loss) consists of the difference between the income received from the sale (disposal by other means) / revaluation of the corresponding asset of the pension fund, and the value at which such asset is accounted for on the date of the last valuation of such asset. In lines 74 – 84, the accrued amounts of pension fund expenses related to the implementation of non-state pension provision are indicated. In line 84, the payment for services, the provision of which is provided by current legislation on non-state pension provision, which did not enter lines 74 – 83, is indicated. In lines 89 – 92, data with rounding to four decimal places are indicated. _________________

Appendix 5
to the Regulation on the procedure for compiling, submitting and publication by the administrator of non-state pension fund reporting data, including reporting on non-state pension provision (subparagraph 2 of paragraph 14) Certificate on the pension fund
Table 1
1 2
1 Quarter for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type 1 11 Pension fund's Data: territory (region) 2 12 Pension fund's Data: location 13 Pension fund's Data: date and number of the Commission's act on inclusion of the pension fund in the register of non-state pension funds 14 Pension fund's Data: date of state registration 15 Pension fund's Data: date of entry of changes to the state registration of a legal entity 16 Pension fund's Data: number of the entry of changes to the state registration of a legal entity 17 URL addresses of the web page as part of the pension fund's website or another person, on which the reporting on the activities of the pension fund is published __________ 1 Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System.

Continuation of Appendix 5
2 Filled in accordance with reference book 45 "Classification of countries of the world" of the Reference Books and Classifiers System. _________________

Continuation of Appendix 5
Information on the composition of the pension fund board¹
Table 2
1 2
1 Month for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type² 11 Position 12 Surname, first name, patronymic (if available) 13 Date of assumption of powers __________ ¹ Information in the table is filled in regarding the Chairman and each member of the pension fund board separately. ² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System.

Continuation of Appendix 5
Information on legal entities with which the pension fund board has concluded contracts¹
Table 3
1 2
1 Month for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type² 11 Data of the legal entity with which the pension fund board has concluded a contract (hereinafter legal entity): identification code 12 Data of the legal entity: LEI code (if available) 13 Data of the legal entity: full name 14 Type of legal entity³ 15 Location of the legal entity 16 Surname, first name, patronymic (if available) of the head of the legal entity 17 Name, date of issue or adoption of the corresponding decision on issuance, number and series (if available) of the document confirming the legal entity's right to provide services defined by the contract⁴ 18 Date of conclusion of the contract 19 Term of the contract 20 Date of termination of the contract 21 Date of extension (prolongation) of the contract 22 Date of the last changes made to the contract (if available) __________ ¹ Information in the table is filled in regarding each legal entity with which the pension fund board has concluded a contract, separately. ² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System.

Continuation of Appendix 5
³ 1 – Administrator; 2 – person who manages assets; 3 – pension fund custodian; 4 – investment firm (intermediary); 5 – independent property appraiser; 6 – audit firm; 7 – other legal entities, payment for whose services is made at the expense of pension assets. ⁴ Not filled in for professional participants of capital markets.

Continuation of Appendix 5
Information on related persons of the pension fund – founders of the pension fund¹
Table 4
1 2
1 Month for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type² 11 Data of the related person of the pension fund – founder of the pension fund: identification code / identification code from the commercial, court or bank register of the country where the non-resident is officially registered / registration number³ 12 Data of the related person of the pension fund – founder of the pension fund: LEI code (if available) 13 Data of the related person of the pension fund – founder of the pension fund: full name / surname, first name, patronymic (if available) 14 Location / place of residence __________ ¹ Information in the table is filled in regarding each founder of the pension fund separately. ² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System. ³ Registration number of the tax account card or series (if available) and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the tax account card and have informed the corresponding body of the state tax service and have a mark in the passport).

Continuation of Appendix 5
Information on legal entities in which related persons of the pension fund participate¹
Table 5
1 2
1 Month for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type² 11 Data of the related person: identification code / registration number³ 12 Data of the related person: LEI code (if available) 13 Data of the related person: full name / surname, first name, patronymic (if available) 14 Symbol of the legal entity regarding which there is a connection 4 15 Data of the legal entity regarding which there is a connection: identification code 16 Data of the legal entity regarding which there is a connection: LEI code (if available) 17 Data of the legal entity regarding which there is a connection: full name 18 Location of the legal entity regarding which there is a connection 19 Share in the authorized (composed) capital, % __________ ¹ Information in the table is filled in regarding each related person of the pension fund (founder, Chairman and member of the pension fund board) and legal entities in which these related persons have significant participation, separately. ² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System. ³ Registration number of the tax account card or series (if available) and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the tax account card and have informed the corresponding body of the state tax service and have a mark in the passport).

Continuation of Appendix 5
⁴ 1 – another pension fund, 2 – securities trader, 3 – pension fund custodian, 4 – person who manages assets, 5 – audit firm, 6 – administrator, 7 – other business entity.

Continuation of Appendix 5
Information on related persons who exercise control over related persons (legal entities) of the pension fund¹
Table 6
1 2
1 Month for which Data is submitted
2 Year for which Data is submitted
3 Date, as of which Data is submitted
4 Administrator's Data: identification code
5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type² 11 Data of the person regarding whom there is a connection: identification code / registration number³ 12 Data of the person regarding whom there is a connection: LEI code (if available) 13 Data of the person regarding whom there is a connection: name of the legal entity / full name / surname, first name, patronymic (if available) 14 Location of the legal entity or place of residence of the physical person – a related person 15 Share in the authorized (composed) capital of the person regarding whom there is a connection, % __________ ¹ Information in the table is filled in regarding each legal entity – founder of the pension fund and all persons who exercise control over these founders, separately. ² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities trader - investment manager of an investment fund" of the Reference Books and Classifiers System. ³ Registration number of the tax account card or series (if available) and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the tax account card and have informed the corresponding body of the state tax service and have a mark in the passport). _________________

Appendix 6
to the Regulation on the procedure for compiling, submitting and publication by the administrator of non-state pension fund reporting data, including reporting on non-state pension provision (subparagraph 2 of paragraph 14) Certificate on per-person accounting of pension fund participants¹ 1 2 1 Quarter for which Data is submitted 2 Year for which Data is submitted 3 Date, as of which Data is submitted 4 Administrator's Data: identification code 5 Administrator's Data: LEI code (if available) 6 Administrator's Data: full name 7 Pension fund's Data: identification code 8 Pension fund's Data: LEI code (if available) 9 Pension fund's Data: full name 10 Pension fund's Data: type¹ 11 Total number of pension fund participants who have open individual pension accounts in the per-person accounting system, total, at the beginning of the reporting period 2 , persons 12 Number of pension fund participants for whom pension contract(s) have been concluded (changes to the pension contract have been made for the purpose of including such a participant in a pension contract concluded for the benefit of several participants), at the beginning of the reporting period 2, 3 , persons 13 Number of pension fund participants who have individual pension accounts opened on the basis of a contract for the payment of a pension for a specified period, at the beginning of the reporting period 2 , persons 14 Number of pension fund participants transferred to the pension fund on the basis of a contract for the transfer of participant funds, which is concluded between pension funds in the person of their administrators, in cases defined by legislation, or on the basis of an internal administrative document of the Administrator, at the beginning of the reporting period 2 , persons

1 2
15 Total number of pension fund participants for whom individual pension accounts were opened in the per-person accounting system, total, in the reporting period, persons 16 Number of pension fund participants for whom pension contract(s) have been concluded (changes to the pension contract have been made for the purpose of including such a participant in a pension contract concluded for the benefit of several participants), in the reporting period 3 , persons 17 Number of pension fund participants for whom individual pension accounts were opened on the basis of a contract for the payment of a pension for a specified period, in the reporting period, persons 18 Number of pension fund participants transferred to the pension fund on the basis of a contract for the transfer of participant funds, which is concluded between pension funds in the person of their administrators, in cases defined by legislation, or on the basis of an internal administrative document of the Administrator, in the reporting period, persons 19 Total number of pension fund participants who have open individual pension accounts in the per-person accounting system, total, at the end of the reporting period 4 , persons 20 Number of pension fund participants for whom pension contract(s) have been concluded (changes to the pension contract have been made for the purpose of including such a participant in a pension contract concluded for the benefit of several participants), at the end of the reporting period 3, 4 , persons 21 Number of pension fund participants who have individual pension accounts opened on the basis of a contract for the payment of a pension for a specified period, at the end of the reporting period 4 , persons 22 Number of pension fund participants transferred to the pension fund on the basis of a contract for the transfer of participant funds, which is concluded between pension funds in the person of their administrators, in cases defined by legislation, or on the basis of an internal administrative document of the Administrator, at the end of the reporting period 4 , persons 23 Number of concluded pension contracts (excluding changes to the pension contract for the purpose of including or excluding a pension fund participant in a pension contract concluded for the benefit of several participants), total (line 24 + line 27 + line 28), at the beginning of the reporting period 5 , pieces

1 2
24 Number of concluded pension contracts with contributors – physical persons (excluding physical persons – entrepreneurs ), total (line 25 + line 26), at the beginning of the reporting period 5 , pieces 25 Number of concluded pension contracts with participants of the pension fund at the beginning of the reporting period 5 , pieces 26 Number of concluded pension contracts with third parties (spouses, children, parents), who conclude a pension contract for the benefit of a participant of the pension fund at the beginning of the reporting period 5 , pieces 27 Number of concluded pension contracts with contributors – physical persons – entrepreneurs at the beginning of the reporting period 5 , pieces 28 Number of concluded pension contracts with contributors – legal entities, total (line 29 + line 30 + line 31) at the beginning of the reporting period 5 , pieces 29 Number of concluded pension contracts with the founder of the pension fund at the beginning of the reporting period 5 , pieces 30 Number of concluded pension contracts with the employer – payer, who is not the founder of the pension fund at the beginning of the reporting period 5 , pieces 31 Number of concluded pension contracts with a professional association at the beginning of the reporting period 5 , pieces 32 Number of concluded pension contracts (excluding changes to the pension contract for the purpose of including or excluding a pension fund participant in a pension contract concluded for the benefit of several participants) total (line 33 + line 36 + line 37) in the reporting period 6 , pieces 33 Number of concluded pension contracts with contributors – physical persons (excluding physical persons – entrepreneurs) total (line 34 + line 35) in the reporting period 6 , pieces 34 Number of concluded pension contracts with participants of the pension fund in the reporting period 6 , pieces 35 Number of concluded pension contracts with third parties (spouses, children, parents), who conclude a pension contract for the benefit of a participant of the pension fund in the reporting period 6 , pcs. 36 Number of concluded pension contracts with contributors – physical persons – entrepreneurs in the reporting period 6 , pieces

1 2
37 Number of pension contracts concluded with investors – legal entities in total (line 38 + line 39 + line 40) during the reporting period 6 , pieces 38 Number of pension contracts concluded with the founder of the pension fund during the reporting period 6 , pieces 39 Number of pension contracts concluded with the employer – payer, who is not the founder of the pension fund, during the reporting period 6 , pieces 40 Number of pension contracts concluded with a professional association during the reporting period 6 , pieces 41 Number of pension contracts concluded (excluding amendments to a pension contract for the purpose of including or excluding a participant of the pension fund into a pension contract concluded for the benefit of several participants), in total (line 42 + line 45 + line 46), at the end of the period 7 , pieces 42 Number of pension contracts concluded with investors – natural persons (except natural persons – entrepreneurs), in total (line 43 + line
44) at the end of the period 7
, pieces.
43 Number of pension contracts concluded with participants of the pension fund at the end of the period 7 , pieces 44 Number of pension contracts concluded with third parties (spouse, children, parents), who conclude a pension contract for the benefit of a participant of the pension fund, at the end of the period 7 , pieces 45 Number of pension contracts concluded with investors – natural persons – entrepreneurs at the end of the period 7 , pieces 46 Number of pension contracts concluded with investors – legal entities, in total (line 47 + line 48 + line 49) at the end of the period 7 , pieces 47 Number of pension contracts concluded with the founder of the pension fund at the end of the period 7 , pieces 48 Number of pension contracts concluded with the employer – payer, who is not the founder of the pension fund, at the end of the period 7 , pieces 49 Number of pension contracts concluded with a professional association at the end of the period 7 , pieces 50 Number of investors – legal entities and natural persons – entrepreneurs, who pay pension contributions for the benefit of participants of the pension fund, in total (line 51 + line 52 + line 53) at the end of the period 8 , persons

1 2
51 Number of investors – legal entities and natural persons – entrepreneurs, who pay pension contributions for the benefit of participants of the pension fund with a headcount of up to 500 persons inclusive at the end of the period 8 , persons 52 Number of investors – legal entities and natural persons – entrepreneurs, who pay pension contributions for the benefit of participants of the pension fund with a headcount of more than 500 to 1000 persons inclusive at the end of the period 8 , persons 53 Number of investors – legal entities and natural persons – entrepreneurs, who pay pension contributions for the benefit of participants of the pension fund with a headcount of more than 1000 persons at the end of the period 8 , persons 54 Number of investors – natural persons (except natural persons – entrepreneurs) at the beginning of the reporting period 9, 10 , persons 55 Number of new investors – natural persons (except natural persons – entrepreneurs), who concluded a pension contract(s) during the reporting period 10 , persons 56 Number of investors – natural persons (except natural persons – entrepreneurs) at the end of the reporting period 10, 11 , persons 57 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit by investors, contributions were actually paid, in total during the reporting period 12 , persons 58 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – natural persons (except natural persons – entrepreneurs) in the reporting period 12 , persons 59 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – natural persons – entrepreneurs in the reporting period 12 , persons 60 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – legal entities, in total during the reporting period 12 , persons 61 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – legal entities – founders of the pension fund in the reporting period 12 , persons

1 2
62 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – legal entities – employers – payers, who are not founders of the pension fund in the reporting period 12 , persons 63 Number of participants of the pension fund, for whom, according to the pension contracts concluded for their benefit, contributions were actually paid by investors – legal entities – professional associations in the reporting period 12 , persons 64 Number of insurance contracts for the risk of disability or death of a participant of the pension fund, concluded for the benefit of participants of the pension fund at the beginning of the reporting period 13 , pieces 65 Number of insurance contracts for the risk of disability or death of a participant of the pension fund, concluded for the benefit of participants of the pension fund during the reporting period 13 , pieces 66 Number of insurance contracts for the risk of disability or death of a participant of the pension fund, concluded for the benefit of participants of the pension fund at the end of the reporting period 13 , pieces 67 Number of participants of the pension fund, for whom insurance contracts for the risk of disability or death have been concluded at the beginning of the reporting period 14 , persons 68 Number of participants of the pension fund, for whom insurance contracts for the risk of disability or death have been concluded during the reporting period 14 , persons 69 Number of participants of the pension fund, for whom insurance contracts for the risk of disability or death have been concluded at the end of the reporting period 14 , persons 70 Number of participants of the pension fund, who left the pension fund (a personal pension account was closed), in total (line 71 + line 72 + line 73 + line 74 + line 75 + line 76) at the end of the reporting period, persons 71 Number of participants of the pension fund, who left as a result of transferring funds to an insurer in accordance with a concluded contract of lifelong pension insurance at the end of the reporting period, persons 72 Number of participants of the pension fund, who left as a result of transferring funds to a bank in accordance with a concluded by a participant of the pension fund contract on opening a pension deposit account at the end of the reporting period, persons

1 2
73 Number of participants of the pension fund, who left as a result of full performance of obligations by the pension fund regarding the implementation of pension payments to the participant at the end of the reporting period, persons 74 Number of participants of the pension fund, who left as a result of transferring funds to another pension fund, persons 75 Number of participants of the pension fund, who left as a result of the death of a participant of the pension fund at the end of the reporting period 15 , persons 76 Number of participants, who left as a result of other reasons at the end of the reporting period, persons 77 Number of pension contracts concluded with the involvement of agents at the end of the reporting period, pieces 78 Number of participants of the pension fund, who receive a pension for a specified term, in total (line 79 + line 80) at the end of the reporting period, persons 79 Number of participants of the pension fund, who receive a pension for a specified term with a payment term from 10 to 20 years inclusive at the end of the reporting period, persons 80 Number of participants, who receive a pension for a specified term with a payment term of more than 20 years at the end of the reporting period, persons 81 Number of participants of the pension fund, for whom pension payments were made as a lump sum, in total (line 82 + line 83 + line 84 + line 85) at the end of the reporting period, persons 82 Number of participants of the pension fund, for whom pension payments were made as a lump sum in case of medically confirmed critical health condition, disability at the end of the reporting period, persons 83 Number of participants of the pension fund, for whom pension payments were made as a lump sum due to failure to reach the minimum amount of accumulations at the end of the reporting period, persons 84 Number of participants of the pension fund, for whom pension payments were made as a lump sum in case of moving to permanent residence outside Ukraine at the end of the reporting period, persons 85 Number of participants of the pension fund, for whom pension payments were made in case of the participant's death at the end of the reporting period 16 , persons 86 Number of participants of the pension fund – non-residents at the end of the reporting period, persons

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87 Number of investors of the pension fund – non-residents, in total (line 88 + line 89), at the end of the reporting period, persons 88 Number of investors of the pension fund – non-residents – legal entities at the end of the reporting period, persons 89 Number of investors of the pension fund – non-residents – natural persons at the end of the reporting period, persons __________ The beginning of the reporting period is the end of the previous quarter. ¹ Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of Reference Books and Classifiers. 2 Data on the number of participants of the pension fund are entered into lines 11 – 14 taking into account the number of participants who left at the beginning of the reporting period. 3 In the event that more than one pension contract is concluded for the benefit of a participant of the pension fund, data on such a participant are entered into lines 12, 16 and 20 only once, if at least one of the contracts concluded for his benefit is active. 4 Data on the number of participants of the pension fund are entered into lines 19 – 22 taking into account the number of participants who left during the reporting period. 5 Data on the number of concluded pension contracts are entered into lines 23 – 31 taking into account the number of contracts that were terminated at the beginning of the reporting period. 6 Data on the number of concluded pension contracts are entered into lines 32 – 40 taking into account the number of contracts that were terminated during the reporting period. 7 Data on the number of concluded pension contracts are entered into lines 41 – 49 taking into account the number of contracts that were terminated at the end of the reporting period. 8 Data on the number of investors are entered into lines 50 – 53 taking into account the number of investors who left at the end of the reporting period. In the event that an investor – a legal entity has concluded more than one pension contract, data on such an investor – legal entity are entered into lines 50 – 53 only once, if at least one of the contracts concluded by him is active. 9 Data on the number of investors are entered into line 54 taking into account the number of investors who left at the beginning of the reporting period. 10 In the event that an investor – a natural person has concluded more than one pension contract, data on such an investor – natural person are entered into the corresponding lines 54 – 56 only once, if at least one of the contracts concluded by him is active. 11 Data on the number of investors are entered into line 56 taking into account the number of investors who left at the end of the reporting period. 12 In lines 57 – 63, data on the number of participants for whom pension contributions were actually paid during the reporting period as of the last day of the reporting period
are indicated by type of investor. At the same time:
if pension contributions were actually paid for the benefit of a participant by different investors in accordance with concluded pension contracts, data on such a participant are entered into each line in accordance with the investors;

if pension contributions were actually paid for the benefit of a participant under several pension contracts concluded for the benefit of the participant, by one investor or several investors of the same type, information about such a participant is entered into the line of the corresponding type of investor only once. 13 Data on the number of concluded (active) for the benefit of participants of the pension fund insurance contracts for the risk of disability or death are entered into lines 64 – 66 taking into account the number of contracts that were terminated respectively at the beginning of the reporting period / during the reporting period / at the end of the reporting period. 14 Data on the number of participants of the pension fund for whom insurance contracts for the risk of disability or death are concluded are entered into lines 67 – 69 taking into account the number of participants who left respectively at the beginning of the reporting period / during the reporting period / at the end of the reporting period. 15 Information is entered into this line in case of closing a personal account. 16 Information about a participant, for whom, upon his death, a payment was made to heirs (guardians, custodians) from pension funds, is entered into this line once after the last payment is made. _________________

Appendix 7
to the Regulation on the procedure for compiling, submitting and publishing by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (subparagraph 2 of paragraph 14) Certificate on the results of activities of corporate and professional pension funds - ¹ 1 2 1 Quarter for which Data are submitted 2 Year for which Data are submitted 3 Date as of which Data are submitted 4 Administrator Data: identification code 5 Administrator Data: LEI code (if available) 6 Administrator Data: full name 7 Pension fund Data: identification code 8 Pension fund Data: LEI code (if available) 9 Pension fund Data: full name 10 Pension fund Data: type 2 11 Employer – payer / founder of the pension fund legal entity Data: identification code 12 Employer – payer / founder of the pension fund legal entity Data: LEI code (if available) 13 Employer – payer / founder of the pension fund legal entity Data: full name 14 Employer – payer / founder of the pension fund natural person Data: registration number 3 15 Employer – payer / founder of the pension fund natural person Data: surname, given name, patronymic (if available) 16 Number of participants for whom the employer – payer / founder of the pension fund paid pension contributions for the reporting period, persons 17 Number of investors – natural persons, who are in employment relations with the employer – payer / founder and paid pension contributions in accordance with concluded pension contracts for the reporting period, persons

Continuation of Appendix 7
1 2
18 Number of participants, for whom, according to the concluded pension contracts for their benefit, payment of pension contributions was temporarily (for up to one year) suspended at the end of the reporting period, persons 19 Number of participants under active pension contracts, for whom there is arrears on pension contributions at the end of the reporting period, persons 20 Number of participants who left the pension fund 4 at the end of the reporting period, in total, persons 21 Number of participants who left as a result of transferring funds to another pension fund at the end of the reporting period, persons 22 Number of participants who left as a result of transferring funds to an insurer in accordance with a concluded contract of lifelong pension insurance at the end of the reporting period, persons 23 Number of participants who left as a result of transferring funds to a bank in accordance with a concluded by a participant of the pension fund contract on opening a pension deposit account at the end of the reporting period, persons 24 Amount of contributions to the pension fund (excluding the amount of transferred to the pension fund funds of participants), in total (line 25 + line 26 + line 27 + line 28) at the end of the reporting period, UAH 25 Amount of contributions from investors – natural persons, who are in employment relations with the employer – payer / founder at the end of the reporting period, UAH 26 Amount of contributions from the employer – payer / founder of the pension fund at the end of the reporting period, UAH 27 Amount of arrears on contributions from investors – natural persons, who are in employment relations with the employer – payer / founder of the pension fund at the end of the reporting period, UAH 28 Amount of arrears on contributions from the employer – payer / founder of the pension fund at the end of the reporting period, UAH __________ ¹ The appendix is filled out only for corporate and professional non-state pension funds, whose administration is carried out by the Administrator, for each investor of the pension fund (employer – payer, founder – legal entity and natural person – entrepreneur) separately. In the event that one employer – payer concludes several pension contracts for the benefit of one participant, data on such a participant are entered once.

Continuation of Appendix 7
² Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of Reference Books and Classifiers. ³ Registration number of the taxpayer's account card or series (if available) and passport number (for natural persons who, due to religious beliefs, refuse to accept the registration number of the taxpayer's account card and have notified the relevant body of the state tax service and have a mark in the passport). 4 The value of line 20 may not equal the sum of the values of lines 21, 22 and 23, if a participant leaves the pension fund as a result of transferring funds simultaneously to several pension funds and/or financial institutions. Information about such a participant is entered simultaneously into the corresponding lines 21, 22 and/or 23 depending on which pension funds and/or financial institutions the participant's funds were transferred to. _________________

Appendix 8
to the Regulation on the procedure for compiling, submitting and publishing by the administrator of a non-state pension fund of reporting data, including reporting on non-state pension provision (subparagraph 2 of paragraph 14) Certificate on participants of the pension fund by age category 1 2 1 Quarter for which Data are submitted 2 Year for which Data are submitted 3 Date as of which Data are submitted 4 Administrator Data: identification code 5 Administrator Data: LEI code (if available) 6 Administrator Data: full name 7 Pension fund Data: identification code 8 Pension fund Data: LEI code (if available) 9 Pension fund Data: full name 10 Pension fund Data: type 1 11 Total number of participants of the pension fund, in total (line 12 + line 13 + line 14 + line 15 + line 16 + line 17 + line 18 + line 19) at the end of the reporting period, persons 12 Number of participants of the pension fund – women aged up to 25 years inclusive at the end of the reporting period, persons 13 Number of participants of the pension fund – women aged more than 25 to 50 years inclusive at the end of the reporting period, persons 14 Number of participants of the pension fund – women aged more than 50 to 60 years inclusive at the end of the reporting period, persons 15 Number of participants of the pension fund – women aged more than 60 years at the end of the reporting period, persons 16 Number of participants of the pension fund – men aged up to 25 years inclusive at the end of the reporting period, persons 17 Number of participants of the pension fund – men aged more than 25 to 50 years inclusive at the end of the reporting period, persons 18 Number of participants of the pension fund – men aged more than 50 to 60 years inclusive at the end of the reporting period, persons

1 2
19 Number of participants of the pension fund – men aged more than 60 years at the end of the reporting period, persons 20 Total amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund, in total (line 21 + line 22 + line 23 + line 24 + line 25 + line 26 + line 27 + line 28), during the reporting period, UAH 21 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – women aged up to 25 years inclusive during the reporting period, UAH 22 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – women aged more than 25 to 50 years inclusive during the reporting period, UAH 23 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – women aged more than 50 to 60 years inclusive during the reporting period, UAH 24 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – women aged more than 60 years during the reporting period, UAH 25 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – men aged up to 25 years inclusive during the reporting period, UAH 26 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – men aged more than 25 to 50 years inclusive during the reporting period, UAH 27 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – men aged more than 50 to 60 years inclusive during the reporting period, UAH 28 Amount of paid pension contributions and transferred funds to the pension fund to individual pension accounts of participants of the pension fund – men aged more than 60 years during the reporting period, UAH

1 2
29 Amount of lump-sum pension payments to participants of the pension fund in case of critical health condition, in total (line 30 + line 31 + line 32 + line 33 + line 34 + line 35 + line 36 + line 37) during the reporting period, UAH 30 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – women aged up to 25 years inclusive during the reporting period, UAH 31 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – women aged more than 25 to 50 years inclusive during the reporting period, UAH 32 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – women aged more than 50 to 60 years inclusive during the reporting period, UAH 33 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – women aged more than 60 years during the reporting period, UAH 34 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – men aged up to 25 years inclusive during the reporting period, UAH 35 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – men aged more than 25 to 50 years inclusive during the reporting period, UAH 36 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – men aged more than 50 to 60 years inclusive during the reporting period, UAH 37 Amount of lump-sum pension payments in case of critical health condition to participants of the pension fund – men aged more than 60 years during the reporting period, UAH 38 Amount of lump-sum pension payments to participants of the pension fund, if the amount does not reach the minimum size, in total (line 39 + line 40 + line 41 + line 42 + line 43 + line 44 + line 45 + line 46) during the reporting period, UAH 39 Amount of lump-sum pension payments, if the amount does not reach the minimum size, to participants of the pension fund – women aged up to 25 years inclusive during the reporting period, UAH

1 2
40 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – women aged over 25 up to 50 years inclusive in the reporting period, UAH 41 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – women aged over 50 up to 60 years inclusive in the reporting period, UAH 42 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – women aged over 60 years in the reporting period, UAH 43 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – men aged up to 25 years inclusive in the reporting period, UAH 44 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – men aged over 25 up to 50 years inclusive in the reporting period, UAH 45 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – men aged over 50 up to 60 years inclusive in the reporting period, UAH 46 Sum of one-time pension payments, if the sum does not reach the minimum amount, to participants of the pension fund – men aged over 60 years in the reporting period, UAH 47 Sum of one-time pension payments to participants of the pension fund in case of a participant leaving Ukraine, total (line 48 + line 49 + line 50 + line 51 + line 52 + line 53 + line 54 + line 55) in the reporting period, UAH 48 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – women aged up to 25 years inclusive in the reporting period, UAH 49 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – women aged over 25 up to 50 years inclusive in the reporting period, UAH 50 Sum of one-time pension payments by the fund in case of a participant leaving Ukraine to participants – women aged over 50 up to 60 years inclusive in the reporting period, UAH 51 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – women aged over 60 years in the reporting period, UAH

1 2
52 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – men aged up to 25 years inclusive in the reporting period, UAH 53 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – men aged over 25 up to 50 years inclusive in the reporting period, UAH 54 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – men aged over 50 up to 60 years inclusive in the reporting period, UAH 55 Sum of one-time pension payments in case of a participant leaving Ukraine to participants of the pension fund – men aged over 60 years in the reporting period, UAH 56 Sum of one-time pension payments to participants of the pension fund in case of a participant's death, total (line 57 + line 58 + line 59 + line 60 + line 61 + line 62 + line 63 + line 64) in the reporting period, UAH 57 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – women aged up to 25 years inclusive in the reporting period, UAH 58 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – women aged over 25 up to 50 years inclusive in the reporting period, UAH 59 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – women aged over 50 up to 60 years inclusive in the reporting period, UAH 60 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – women aged over 60 years in the reporting period, UAH 61 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – men aged up to 25 years inclusive in the reporting period, UAH 62 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – men aged over 25 up to 50 years inclusive in the reporting period, UAH 63 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – men aged over 50 up to 60 years inclusive in the reporting period, UAH

1 2
64 Sum of one-time pension payments in case of a participant's death to participants of the pension fund – men aged over 60 years in the reporting period, UAH 65 Sum of fixed-term pension payments to participants of the pension fund, total (line 66 + line 67 + line 68 + line 69 + line 70 + line 71 + line 72 + line 73) in the reporting period, UAH 66 Sum of fixed-term pension payments to participants of the pension fund – women aged up to 25 years inclusive in the reporting period, UAH 67 Sum of fixed-term pension payments to participants of the pension fund – women aged over 25 up to 50 years inclusive in the reporting period, UAH 68 Sum of fixed-term pension payments to participants of the pension fund – women aged over 50 up to 60 years inclusive in the reporting period, UAH 69 Sum of fixed-term pension payments to participants of the pension fund – women aged over 60 years in the reporting period, UAH 70 Sum of fixed-term pension payments to participants of the pension fund – men aged up to 25 years inclusive in the reporting period, UAH 71 Sum of fixed-term pension payments to participants of the pension fund – men aged over 25 up to 50 years inclusive in the reporting period, UAH 72 Sum of fixed-term pension payments to participants of the pension fund – men aged over 50 up to 60 years inclusive in the reporting period, UAH 73 Sum of fixed-term pension payments to participants of the pension fund – men aged over 60 years in the reporting period, UAH 74 Amounts of pension funds of participants of the pension fund transferred to the bank, total (line 75 + line 76 + line 77 + line 78 + line 79 + line 80 + line 81 + line 82) in the reporting period, UAH 75 Amounts of pension funds of participants of the pension fund – women aged up to 25 years inclusive transferred to the bank in the reporting period, UAH 76 Amounts of pension funds of participants of the pension fund – women aged over 25 up to 50 years inclusive transferred to the bank in the reporting period, UAH 77 Amounts of pension funds of participants of the pension fund – women aged over 50 up to 60 years inclusive transferred to the bank in the reporting period, UAH 78 Amounts of pension funds of participants of the pension fund – women aged over 60 years transferred to the bank in the reporting period, UAH 79 Amounts of pension funds of participants of the pension fund – men aged up to 25 years inclusive transferred to the bank in the reporting period, UAH

1 2
80 Amounts of pension funds of participants of the pension fund – men aged over 25 up to 50 years inclusive transferred to the bank in the reporting period, UAH 81 Amounts of pension funds of participants of the pension fund – men aged over 50 up to 60 years inclusive transferred to the bank in the reporting period, UAH 82 Amounts of pension funds of participants of the pension fund – men aged over 60 years transferred to the bank in the reporting period, UAH 83 Amounts of pension funds of participants of the pension fund transferred to the insurer, total (line 84 + line 85 + line 86 + line 87 + line 88 + line 89 + line 90 + line 91) in the reporting period, UAH 84 Amounts of pension funds of participants of the pension fund – women aged up to 25 years inclusive transferred to the insurer in the reporting period, UAH 85 Amounts of pension funds of participants of the pension fund – women aged over 25 up to 50 years inclusive transferred to the insurer in the reporting period, UAH 86 Amounts of pension funds of participants of the pension fund – women aged over 50 up to 60 years inclusive transferred to the insurer in the reporting period, UAH 87 Amounts of pension funds of participants of the pension fund – women aged over 60 years transferred to the insurer in the reporting period, UAH 88 Amounts of pension funds of participants of the pension fund – men aged up to 25 years inclusive transferred to the insurer in the reporting period, UAH 89 Amounts of pension funds of participants of the pension fund – men aged over 25 up to 50 years inclusive transferred to the insurer in the reporting period, UAH 90 Amounts of pension funds of participants of the pension fund – men aged over 50 up to 60 years inclusive transferred to the insurer in the reporting period, UAH 91 Amounts of pension funds of participants of the pension fund – men aged over 60 years transferred to the insurer in the reporting period, UAH

1 2
92 Amounts of pension funds of participants of the pension fund transferred to another pension fund, total (line 93 + line 94 + line 95 + line 96 + line 97 + line 98 + line 99 + line 100) in the reporting period, UAH 93 Amounts of pension funds of participants of the pension fund – women aged up to 25 years inclusive transferred to another pension fund in the reporting period, UAH 94 Amounts of pension funds of participants of the pension fund – women aged over 25 up to 50 years inclusive transferred to another pension fund in the reporting period, UAH 95 Amounts of pension funds of participants of the pension fund – women aged over 50 up to 60 years inclusive transferred to another pension fund in the reporting period, UAH 96 Amounts of pension funds of participants of the pension fund – women aged over 60 years transferred to another pension fund in the reporting period, UAH 97 Amounts of pension funds of participants of the pension fund – men aged up to 25 years inclusive transferred to another pension fund in the reporting period, UAH 98 Amounts of pension funds of participants of the pension fund – men aged over 25 up to 50 years inclusive transferred to another pension fund in the reporting period, UAH 99 Amounts of pension funds of participants of the pension fund – men aged over 50 up to 60 years inclusive transferred to another pension fund in the reporting period, UAH 100 Amounts of pension funds of participants of the pension fund – men aged over 60 years transferred to another pension fund in the reporting period, UAH 101 Total amount of pension funds on individual pension accounts of participants of the pension fund, total (line 102 + line 103 + line 104 + line 105 + line 106 + line 107 + line 108 + line 109) at the end of the reporting period, UAH 102 Amount of pension funds on individual pension accounts of participants of the pension fund – women aged up to 25 years inclusive at the end of the reporting period, UAH

1 2
103 Amount of pension funds on individual pension accounts of participants of the pension fund – women aged over 25 up to 50 years inclusive at the end of the reporting period, UAH 104 Amount of pension funds on individual pension accounts of participants of the pension fund – women aged over 50 up to 60 years inclusive at the end of the reporting period, UAH 105 Amount of pension funds on individual pension accounts of participants of the pension fund – women aged over 60 years at the end of the reporting period, UAH 106 Amount of pension funds on individual pension accounts of participants of the pension fund – men aged up to 25 years inclusive at the end of the reporting period, UAH 107 Amount of pension funds on individual pension accounts of participants of the pension fund – men aged over 25 up to 50 years inclusive at the end of the reporting period, UAH 108 Amount of pension funds on individual pension accounts of participants of the pension fund – men aged over 50 up to 60 years inclusive at the end of the reporting period, UAH 109 Amount of pension funds on individual pension accounts of participants of the pension fund – men aged over 60 years at the end of the reporting period, UAH 110 Notes __________ ¹ Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of Reference Books and Classifiers. _________________

Appendix 9
to the Regulation on the procedure for compiling, submitting and publishing by the administrator of a non-state pension fund reporting data, including reporting on non-state pension provision (subparagraph 1 of paragraph 15) Reference on the auditor's report on financial reporting for the reporting year 1 2 1 Year for which the Data are submitted 2 Administrator Data: identification code 3 Administrator Data: LEI code (if available) 4 Administrator Data: full name 5 Pension fund Data: identification code 6 Pension fund Data: LEI code (if available) 7 Pension fund Data: full name 8 Pension fund Data: type 1 9 Auditor activity subject Data: identification code 10 Auditor activity subject Data: LEI code (if available) 11 Auditor activity subject Data: full name 12 Auditor activity subject Data: location 13 Registration number in the Register of Auditors and Auditor Activity Subjects 14 Section of the Register of Auditors and Auditor Activity Subjects (3 – auditor activity subjects authorized to conduct mandatory audit of financial reporting; 4 – auditor activity subjects authorized to conduct mandatory audit of financial reporting of enterprises of public interest) 15 Auditor's opinion (01 – unmodified; 02 – qualified; 03 – adverse; 04 – disclaimer of opinion) 16 Number and date of the audit engagement contract 17 Audit start date and audit end date 18 Date of the auditor's report 19 Amount of remuneration for conducting the annual financial audit

Continuation of Appendix 9

---

Lines 9 – 12 are filled in when compiling a reference on the audit of the financial reporting of a pension fund, the administration of which is carried out by the Administrator. ¹ Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or a securities dealer – investment manager of an investment fund" of the System of Reference Books and Classifiers. _________________

Appendix 10
to the Regulation on the procedure for compiling, submitting and publishing by the administrator of a non-state pension fund reporting data, including reporting on non-state pension provision (paragraph 16) Reference on contracts concluded by the pension fund council 1 1 2 1 Date, as of which the Data are submitted² 2 Administrator Data: identification code 3 Administrator Data: LEI code (if available) 4 Administrator Data: full name 5 Pension fund Data: identification code 6 Pension fund Data: LEI code (if available) 7 Pension fund Data: full name 8 Pension fund Data: type 3 9 Data of the legal entity with which the pension fund council has concluded a contract (hereinafter – legal entity): identification code 10 Legal entity Data: LEI code (if available) 11 Legal entity Data: full name 12 Type of contract: "contract on the administration of a pension fund"; "contract on the management of pension fund assets"; "contract on the service of a pension fund by a custodian" 13 Date of the event 14 Type of event: "1" – conclusion of a contract; "2" – renewal of a contract; "3" – prolongation (extension of the term) of a contract; "4" – termination (cessation of action) of a contract by the initiative of the pension fund council; "5" – termination (cessation of action) of a contract by the initiative of the legal entity; "6" – expiration of the contract term; "7" – amendments to the contract 15 Nature of changes to the contract: "1" – reduction of the contract term; "2" – extension of the contract term 4 16 Grounds for termination (cessation of action) of the contract 5 17 Date of contract conclusion 18 Contract number (if available) 19 Date of expiration of the contract term

Continuation of Appendix 10
20 Sign of the presence in the contract of a condition regarding its prolongation (extension of the term): "1" – present; "0" – absent _______________ 1 Submitted separately for each legal entity with which the pension fund council has concluded (had concluded) a contract (contract on the administration of a pension fund, contract on the management of pension fund assets, contract on the service of a pension fund by a custodian). 2 Date of receipt of the notification from the pension fund council regarding the conclusion (renewal), prolongation (extension of the term), termination of the contract or about the expiration of the contract term in case if the contract was not extended (except for the contract on the administration of a pension fund, for which this is the date of its conclusion). 3 Filled in accordance with reference book 18 "Types of funds and other assets managed by an asset management company or an investment firm - investment manager of an investment fund" of the System of Reference Books and Classifiers. 4 Filled in case of amendments to the contract regarding the term of such contract. 5 Filled in case of submitting Data on the termination of the contract. ________________