Regulatory Alerts2017-03-03
Added · Updated
Decision on the Application of Guidelines and Recommendations of the European Securities and Markets Authority (ESMA)
The Slovenian Securities Market Agency issues this consolidated decision to formally apply specific ESMA guidelines and joint guidelines within the Republic of Slovenia, ensuring market participants and the regulator adhere to these standards. The document lists applicable guidelines across various EU regulations including MiFID II, EMIR, and UCITS, while explicitly repealing outdated provisions such as the 2013 MiFID remuneration guidelines. It establishes that market participants must fully comply with these guidelines and that the Agency will consider them when exercising its supervisory powers under the Financial Instruments Market Act.
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