Regulatory Alerts2026-02-26
Added · Updated
Deputy Superintendence Resolution SMV No. 013-2026-SMV/10 Sanctioning BLUM SAF for Late Information Submission
This resolution sanctions BLUM Sociedad Administradora de Fondos S.A. (BLUM SAF) with six warnings and a fine of 16.50 UIT, equivalent to S/ 81,375.00, for fourteen minor infractions. The infractions, typified in Annex I, numeral 3, subsection 3.1 of the Sanctions Regulations, stem from the company's failure to timely submit various material events. These include late reporting of a promoter's cessation, designation of surveillance committee members, public offering results, excess participation and investment in several funds, and an agreement to increase the administrator's share capital.
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