RegAlertConsultation · DFSA · 7 Nov 2022
DFSA Consultation Paper No. 145 – Regulatory Requirements for Lower Risk Firms
The Dubai Financial Services Authority (DFSA) has released Consultation Paper No. 145 to establish updated regulatory requirements for lower risk firms operating within its jurisdiction. The proposed framework outlines specific compliance obligations and risk-based regulatory treatments tailored to these entities. Stakeholders are invited to submit written comments by 6 January 2023 via the DFSA website.
News
Media Releases
Events
Media Kit
Alerts
Back to news
07 Nov 2022, 11:57 am
Notice of Consultation Paper Release
TAKE NOTICE THAT:
The DFSA has released the following for consultation:
Consultation Paper No. 145 – Regulatory Requirements for Lower Risk Firms
The deadline for providing comments on this Consultation Paper is 6 January 2023 .
These papers can be viewed on the DFSA website or by clicking on the above links.
For better web experience, please use the website in portrait mode
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
- Obligation 1
- background, boilerplate
More like this from DFSA
DFSA published 5 documents in the last 30 days. We email you each new one the day it's published.
Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added · updated