CONTINUATION OF DIRECTIVE NO. 01/2025

GOVERNOR
DIRECTIVE NO. 01/2025
ORIGIN: DEPARTMENT OF FINANCIAL STABILITY (DFS) DATE 17/01/2025 SUBJECT: FINANCIAL SYSTEM STABILITY

• Information Reporting for the Preparation of Resolution Plans

Given the need to define the rules and procedures that Banking Financial Institutions must observe for the reporting of information for the purpose of preparing resolution plans;

Under the combined provisions of Article 259 of Law No. 14/21, of May 19, the General Regime of Financial Institutions Law, with Article 32(1) and Article 98(2), both of Law No. 24/21, of October 18, the Bank of Angola Law.

This Directive serves to establish the following:

1. This Directive applies to Banking Financial Institutions under the supervision of the Bank of Angola, provided for in letters a), b), and d) of paragraph 2 of Article 7 of Law No. 14/21, of May 19, the General Regime of Financial Institutions Law, hereinafter designated as Institutions.

2. Institutions must report annually to the Bank of Angola the information provided for in paragraph 1 of Article 259 of Law No. 14/21, of May 19, the General Regime of Financial Institutions Law, by June 30, with reference to December 31 of the previous year.

3. Without prejudice to the provisions of the preceding paragraph, Institutions must also submit, by June 30 of each year, the complementary information provided for in the annexes of this Directive.

4. The information referred to in the preceding paragraphs must be submitted to the Bank of Angola, according to the annexes of this Directive, namely:

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 2 of 52

• Annex I – Organizational Structure Reporting;
• Annex II – Financial Position Reporting;
• Annex III – Financial Market Infrastructure Reporting;
• Annex IV – Questionnaire; and
• Annex V – Filling Auxiliary Notes.

5. For the purposes of the preceding paragraph, Institutions must follow the Filling Auxiliary Notes, contained in Annex V of this Directive.

6. For the reporting of information required under this Directive, Institutions must do so in Excel format, via the email address DRE@bna.ao.

7. Doubts and omissions resulting from the interpretation and application of this Directive are clarified by the Bank of Angola.

8. This Directive enters into force the day following its publication.

Luanda, January 17, 2025.
DEPARTMENT OF FINANCIAL STABILITY _________________________________________ Helga Luciana Salvaterra Peres

• Director -

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 3 of 52
ANNEX I
Organizational Structure Reporting *ORGANIZATIONAL STRUCTURE REPORTING MAP Model Number Model Code Name Abbreviation Information on corporate and management structure 1 F00.00 Identification of the banking financial institution IIF 2 F01.01 Group Entities REG 3 F01.02 Corporate Structure RES 4 F01.03 Social Bodies ROS Information on critical functions and business lines 5 F03.01 Structure of functions critical to the economy MF1 6 F03.02 Map of functions critical to the economy MF2 7 F03.03 Map of main business lines by entity MF3 8 F03.04 Map of functions critical to the economy by main business lines MF4 Information on critical services and information systems 9 F04.01 Map of critical services MSC 10 F04.02 Map of information systems MSI1 11 F04.03 Information systems by critical functions MSI2 Validation of information filling

• • Validation Alerts -
    Filling Instructions
• • Instructions -
    F00.00 - Identification of the banking financial institution (IIF) Reference Code of the bank or group entity Social Name License Number assigned by the Bank of Angola Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 4 of 52 F01.01 - Group Entities (REG) Entity Parent Company Supervisory, Regulatory and/or Supervisory Body Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact Type of Entity Main Economic Activity Does the Group Entity belong to the supervision perimeter of the Bank of Angola? Total Amount of Assets Accounting Standard Share of Total Consolidated Assets Share of Total Consolidated Risk Positions Share of Consolidated Exposure to Leverage Ratio Is it a Relevant Group Entity? (Y/N) Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact % in Share Capital % of Voting Rights Social Name Acronym Address Telephone Contact URL Address (website) c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 cc0100 c0110 c0120 c0130 c0140 c0150 c0160 c0170 c0180 c0190 c0200 c0210 c0220 c0230 c0240 c0250 c0260 c0270 c0280 c0290 c0300 c0310

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CONTINUATION OF DIRECTIVE NO. 01/2025 Page 5 of 52 F01.02 - Corporate Structure (RES) Order Number Entity A Entity B Participation of Entity A in Entity B Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number % in Share Capital % of Voting Rights Monetary Amount Description of the type of participation instrument (when different from share subscription).

• c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 cc0100 c0110 c0120 c0130 c0140
  1 - - - - - - - -
  2 - - - - - - - -
  3 - - - - - - - -
  4 - - - - - - - -

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 6 of 52 F01.03 - Social Bodies (ROS) Entity Members of Social Bodies Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Social Body Function Full Name Tax Identification Number Telephone Contact Electronic Address c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 cc0100 c0110

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F03.01 - Structure of functions critical to the economy (MF1) Line Functions critical to the economy Quantitative Data Criticality Assessment

Functions critical to the economy

Description of the critical function Market Share Amount Numeric Indicator Impact on the Market Substitutability Critical Function c0010 c0020 c0030 c0040 c0050 c0060 c0070 1 Deposits l0010 1,1 Individuals l0020 1,2 Micro, small and medium non-financial enterprises l0030 1,3 Non-financial enterprises l0040 1,4 Public entities, central banks and supranational

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 7 of 52 l0050 1,5 Other counterparties 2 Credit Granting l0060 2,1 Individuals - housing credit l0070 2,2 Individuals - other loans l0080 2,3 Micro, small and medium non-financial enterprises l0090 2,4 Non-financial enterprises l0100 2,5 Public entities, central banks and supranational l0110 2,6 Other counterparties 3 Payment services, cash availability, settlement, clearing and custody l0120 3,1 Payment services to banking financial institutions l0130 3,2 Payment services to non-banking financial institutions l0140 3,3 Cash availability services l0150 3,4 Securities settlement services l0160 3,5 Clearing services by SPCC operators l0170 3,6 Custody services l0180 3,7 Other services/activities/functions 4 Capital Market l0190 4,1 Derivatives held for trading (Over-the-counter Market) l0200 4,2 Derivatives held for trading (Open Market) l0210 4,3 Secondary markets / trading (only held for trading) l0220 4,4 Primary markets / public subscription l0230 4,5 Other services/activities/functions 5 Institutional client financing l0240 5,1 Loan contraction l0250 5,2 Derivatives (assets) l0260 5,3 Loan granting l0270 5,4 Derivatives (liabilities) l0280 5,5 Other types of product

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 8 of 52 F 03.02 - Map of functions critical to the economy (MF2) Entity Monetary Amount Functions critical to the economy Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Country Identifier of critical functions c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080

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F 03.03 - Map of main business lines by entity (MF3) Group Entity Critical Business Line Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Critical Business Line Business Line Code Description c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080

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CONTINUATION OF DIRECTIVE NO. 01/2025 Page 9 of 52 F 03.04 - Map of functions critical to the economy by main business lines (MF4) Functions critical to the economy Critical Business Line Country Identifier of critical functions Critical Business Line Business Line Code c0010 c0020 c0030 c0040 F 04.01 - Map of critical services (MSC) Group Entity responsible for the use of the critical service Provider of critical services Critical Functions Estimated time interval for viable substitution Estimated time interval for obtaining contractual information Applicable Law Contract considered for resolution proof Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number Identifier of the critical service Social Name Code Commercial Registration Number Tax Identification Number Country Group Relationship? (Y/N) Country Identifier of critical functions c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 c0110 c0120 c0130 c0140 c0150 c0160 c0170 c0180

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CONTINUATION OF DIRECTIVE NO. 01/2025 Page 10 of 52 F 04.02 - Map of information systems (MSI1) Information System Group Entity responsible for the use of the information system Identifier of the information system Name Type of System Purpose System provided by a group entity? Social Name Commercial Registration Number Tax Identification Number Country Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Commercial Registration Number Tax Identification Number c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 c0110 c0120 c0130 c0140

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F 04.03 - Information systems by critical functions (MSI2) Identifier of the information system Name Group Entity responsible for the use of the information system Critical Business Line Reference Code of the bank or group entity Social Name Registration Number with the Competent Supervisory Body Legal Entity Identification Number Tax Identification Number Critical Business Line Business Line Code c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090

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CONTINUATION OF DIRECTIVE NO. 01/2025 Page 11 of 52
ANNEX II
Financial Position Reporting
*Financial Position Reporting Map Model Number Model Code Name Abbreviation 1 F00.00 Identification of the banking financial institution IIF Information on patrimonial and extrapatrimonial elements 2 F01.00 Liability Structure EP 3 F01.01 Main counterparties (patrimonial elements) PCP 4 F01.02 Main counterparties (extrapatrimonial elements) PCE 5 F02.00 Intragroup financial interconnections IFI 6 F03.00 Deposit Guarantee Fund MGD Validation of information filling

• • Validation Alerts -
    Filling Instructions
• • Instructions -
    F00.00 - Identification of the banking financial institution (IIF) Reference Code of the bank or group entity Social Name License Number assigned by the Bank of Angola Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 0001 F01.00 - Liability Structure (EP) F01.00 - Liability Structure Code Individuals Non-financial private corporate sector Non-financial public corporate sector Banking financial institutions Other financial institutions Public entities and international organizations Other counterparties (Listed) Other counterparties (Unlisted) Subtotal Total Insurance companies and pension funds Subtotal Intragroup Subtotal of liabilities governed by the law of a third country (excluding intragroup liabilities) c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 c0200 c0300 Liabilities not eligible for internal recapitalization purposes l0100 0.00 Deposits guaranteed by the Deposit Guarantee Fund l0110 0.00 Liabilities benefiting from real guarantees l0120 0.00 Liabilities towards Banking Financial Institutions and companies subject to the supervision of the Securities Market Supervisory Body l0130 0.00 Liabilities with maturity occurring in less than seven days l0140 0.00

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 12 of 52 Liabilities towards employees regarding salary, pension benefits or other fixed remuneration due l0150 0.00 Liabilities towards providers of goods and services considered strategic for the current operation of the institution l0160 0.00 Liabilities for taxes of the State and local authorities enjoying credit privilege l0170 0.00 Liabilities towards the Deposit Guarantee Fund regarding the payment of contributions l0180 0.00 Liabilities eligible for internal recapitalization purposes l0200 0.00 Uncovered deposits l0210 0.00 Amounts due <= 1 month l0211 0.00 Amounts due > 1 month < 1 year l0212 0.00 Amounts due >= 1 year and < 2 years l0213 0.00 Amounts due >= 2 years l0214 0.00 Guaranteed liabilities l0220 0.00 Amounts due <= 1 month l0221 0.00 Amounts due > 1 month < 1 year l0222 0.00 Amounts due >= 1 year and < 2 years l0223 0.00 Amounts due >= 2 years l0224 0.00 Privileged liabilities l0230 0.00 Amounts due <= 1 month l0231 0.00 Amounts due > 1 month < 1 year l0232 0.00 Amounts due >= 1 year and < 2 years l0233 0.00 Amounts due >= 2 years l0234 0.00 Common liabilities l0240 0.00 Amounts due <= 1 month l0241 0.00 Amounts due > 1 month < 1 year l0242 0.00 Amounts due >= 1 year and < 2 years l0243 0.00 Amounts due >= 2 years l0244 0.00 Subordinated liabilities l0250 0.00 Amounts due <= 1 month l0251 0.00 Amounts due > 1 month < 1 year l0252 0.00 Amounts due >= 1 year and < 2 years l0253 0.00 Amounts due >= 2 years l0254 0.00 Non-financial liabilities l0260 0.00 Other liabilities eligible for internal recapitalization l0270 0.00 Amounts due <= 1 month l0271 0.00 Amounts due > 1 month < 1 year l0272 0.00 Amounts due >= 1 year and < 2 years l0273 0.00 Amounts due >= 2 years l0274 0.00

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 13 of 52 F 01.01 - Main counterparties (patrimonial elements) (PCP) Counterparty Amount in Name Nature of debt Identification Number Tax Identification Number Class of liability instruments Class of counterparty Country Main economic activity Eligible for MREL purposes c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 F 01.02 - Main counterparties (extrapatrimonial elements) (PCE) Counterparty Maximum potential amount Name Nature Identification Number Tax Identification Number Class of extrapatrimonial elements Class of counterparty Country Main economic activity Eligible for MREL purposes c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 F 02.00 - Intragroup financial interconnections (IFI) Debtor Entity Creditor Entity Class of intragroup financial interconnection liability instruments Contract Financial Interconnection Social Name Reference Code of the bank or group entity Social Name Reference Code of the bank or group entity Type of group relationship Reference Code Can it be resolved within the scope of applying a resolution measure? Amount in debt Issued under the law of a third country Country Eligible for MREL purposes c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 c0110 c0120

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 14 of 52
ANNEX III
Financial Market Infrastructure Reporting Financial Market Infrastructure Reporting Map Model Number Model Code Name Abbreviation 1 F00.00 Identification of the banking financial institution IIF 2 F05.01 Financial Market Institution FMI 3 F05.02 Critical services of FMIs by group entity SCI Validation of information filling

• • Validation Alerts -
    Filling Instructions
• • Instructions -
    F00.00 - Identification of the banking financial institution (IIF) Reference Code of the bank or group entity Social Name License Number assigned by the Bank of Angola Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 F 05.01 – Financial Market Infrastructure (FMI) Entity providing FMI critical services Reference Code of the provider Social Name Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact URL Address (website) c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 15 of 52 F 05.02 - Critical services of FMIs by group entity (SCI) Group Entity Entity providing FMI critical services Critical Functions Applicable Law Reference Code of the bank or group entity Social Name Reference Code of the provider entity Social Name Type of System Service Description Mode of Participation Intermediary Country Identifier of critical functions Social Name Commercial Registration Number c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 c0090 c0100 c0110 c0120 - - - - -

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 16 of 52
ANNEX IV
Questionnaire
*Financial Position Reporting Map Model Number Model Code Name Abbreviation 1 F00.00 Identification of the banking financial institution IIF Information on patrimonial and extrapatrimonial elements 2 F06.00 Questionnaire QA F00.00 - Identification of the banking financial institution (IIF) Reference Code of the bank or group entity Social Name License Number assigned by the Bank of Angola Commercial Registration Number Tax Identification Number Country Headquarters Address Telephone Contact c0010 c0020 c0030 c0040 c0050 c0060 c0070 c0080 0001 Segments Order Questions *Compliance Level Comments of the BFI *Indication of documentary evidence Corporate Governance and Internal Control Q1 Strategic Capacity Assessment: Can the BFI clearly distinguish its strategic business lines and critical functions? Q2 Structure Alignment: Are the legal, corporate and operational structures of the BFI aligned with the strategic business lines and critical functions? Q3 Necessary Resources: Does the BFI have mechanisms that ensure the human resources, infrastructure, financing, liquidity and capital necessary to maintain the strategic business lines and critical functions? Q4 Validity and Effectiveness of Contracts: In the event of resolution, can the validity and effectiveness of service contracts entered into by the institution be ensured? Q5 Governance Structure: Is the institution's governance structure adequate to manage and ensure compliance with internal policies regarding service level agreements? Q6 Risk Coverage Strategy: Does the BFI have a strategy to cover materially relevant risks associated with each of the identified critical functions and strategic business lines for the bank or each group entity.

CONTINUATION OF DIRECTIVE NO. 01/2025 Page 17 of 52 Segments Order Questions *Compliance Level Comments of the BFI *Indication of documentary evidence Q7 Administration Responsibility: Is the Administration clearly responsible for ensuring that resolution plans and strategies are implemented and updated? Loss Absorption and Recapitalization Capacity Q8 Loss Absorption Instruments: Does the BFI have loss absorption instruments, such as additional capital or debt instruments, to face a resolution situation? Q9 Recapitalization Plans: Does the BFI have a recapitalization program, including strategies to adjust the n