Regulatory Alerts2025-02-11
Added · Updated
Directive on Electronic Submission of Directors and Principal Officers' Personal Notes (E-DPN)
The Securities and Exchange Commission mandates all Market Operators to submit electronic Directors and Principal Officers' Personal Notes (e-DPN) via the Regulatory Compliance Portal. Submissions must be completed by April 30, 2025, to maintain an accurate regulatory database for oversight purposes. Non-compliance triggers enforcement actions under Section 209 of the Securities Industry Act, with the directive taking immediate effect upon issuance.
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