Regulatory Alerts2021-10-11
Added · Updated
Distribution of insurance-linked securities and related products
The Securities and Futures Commission issued this circular on October 11, 2021, to regulate the distribution of insurance-linked securities and related products. The document establishes conduct standards for registered institutions to ensure appropriate handling and disclosure of these investment products. It serves as a regulatory guideline for wealth management and MPF activities involving securities and investment products.
CIR
Current
Issue Date:
11 Oct 2021
20211011-1-EN.pdf (252.1 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
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Cross referenced Document
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Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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