DOC-2006-09 Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)

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III - Service Providers
III. 1 - Investment Service Providers
III. 1.2. Organization Rules
Doctrine
Compliance

Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)

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Applicable as of June 26, 2018
Instruction DOC-2006-09

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Summary
The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.

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Download the full overview of the doctrine Reference texts

Article 318-23 of the General Regulation

Article 318-33 of the General Regulation

Article 312-23 of the General Regulation

Article 312-33 of the General Regulation

Article 321-56 of the General Regulation

Article 321-66 of the General Regulation

RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09

RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09 Archives

The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.

Download the doctrine

Download the full overview of the doctrine Reference texts

Article 313-32 of the General Regulation

Article 313-42 of the General Regulation

Article 318-23 of the General Regulation

Article 318-33 of the General Regulation

RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09

RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09

The instruction specifies the content, candidate registration procedures, exam summons, duration, result communication, and registration fees for the examination for the granting of RCCI and RCSI professional cards. Application forms for the issuance of RCSI and RCCI professional cards are provided in the appendices.

Download the doctrine
Reference texts

Article 313-32 of the General Regulation

Article 313-42 of the General Regulation

Article 318-23 of the General Regulation

Article 318-33 of the General Regulation

RCSI Forms, including Appendix 1 of AMF Instruction DOC-2006-09

RCCI Forms, including Appendix 2 of AMF Instruction DOC-2006-09

Download the doctrine

Download the full overview of the doctrine

Application form for the issuance of an RCSI professional card

Application form for the issuance of an RCCI professional card

Standard application form for RCSI training registration

Standard application form for RCCI training registration

Download the doctrine

Download the full overview of the doctrine

Download the doctrine
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Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02