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Rule · AMF

DOC-2007-01 Professional Cards for Individuals Other Than RCCI or RSCI and Staff of Trading Venues, MTF Managers, or Clearing Houses

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The Autorité des marchés financiers (AMF) issued Instruction DOC-2007-01 to establish organizational rules and doctrines regarding professional cards for individuals who are not RCCI or RSCI holders. This regulation specifically governs the professional cards of staff working at trading venues, multilateral trading facility managers, and clearing houses. The document mandates compliance with Articles 313-29, 313-32, 512-11, 523-3, and 541-9 of the General Regulation.

FranceAutorite des Marches Financiers

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III - Service Providers
III. 1 - Investment Service Providers
III. 1.2. Organizational Rules
Doctrine
Compliance

Professional Cards for Individuals Other Than RCCI or RSCI and Staff of Trading Venues, Multilateral Trading Facility Managers, or Clearing Houses

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Applicable as of February 11, 2019 Instruction DOC-2007-01

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Article 313-29 of the General Regulation

Article 313-32 of the General Regulation

Article 512-11 of the General Regulation

Article 523-3 of the General Regulation

Article 541-9 of the General Regulation
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Download the doctrine Reference texts

Article 313-29 of the General Regulation

Article 313-32 of the General Regulation

Article 512-11 of the General Regulation

Article 523-3 of the General Regulation

Article 541-9 of the General Regulation
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Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02

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