RegAlertGuidance · AMF
DOC-2011-09 Drafting of Questions and Answers for Exams to Verify Minimal Knowledge of Market Participants
The French Financial Markets Authority (AMF) issued Position-Recommendation DOC-2011-09 to specify the format and pedagogical content of questions and answers for professional certification exams. This guidance applies to assessments verifying the minimal and cross-cutting professional knowledge required of market participants. The document establishes standards for exam design under Article 313-7-3 of the General Regulation.
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III - Service Providers
III. 1 - Investment Service Providers
III. 1.2. Organization Rules
Doctrine
Professional Certification
Drafting of Questions/Answers for Exams Designed to Verify the Minimal Knowledge of Market Participants
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Applicable as of June 21, 2011
Position - Recommendation DOC-2011-09
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Summary
The AMF clarifies the form and pedagogical content of the questions and answers for exams concerning the minimal professional and cross-cutting knowledge that it certifies.
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Reference texts
Article 313-7-3 of the General Regulation
Legal notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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