Guidance · AMF

DOC-2016-06 Operations by Managers and Persons Mentioned in Article 19 of the European Market Abuse Regulation

market-abuse

The Autorité des Marchés Financiers (AMF) issued instruction DOC-2016-06 to provide guidance on the disclosure of operations by managers and persons discharging managerial responsibilities under the European Market Abuse Regulation. This doctrine clarifies the application of Article 19 of Regulation (EU) No 596/2014 and the associated implementing technical standards regarding notification formats and models. It serves as the authoritative reference for issuers and market participants to ensure compliance with permanent information requirements and transaction reporting obligations effective from October 26, 2016.

FranceAutorite des Marches Financiers

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I - Issuers and Financial Information
I. 2 - Permanent Information
I. 2.2. Filing Procedures

Doctrine
Market Abuse

Operations by Managers and Persons Mentioned in Article 19 of the European Market Abuse Regulation

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Applicable as of October 26, 2016
Instruction DOC-2016-06

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Reference texts

Regulation (EU) No 596/2014 of 16 April 2014 on market abuse

Implementing Regulation (EU) 2016/523 of 10 March 2016 defining regulatory technical standards on the format and model for the notification and publication of transactions carried out by persons discharging managerial responsibilities

Article 223-22 A of the General Regulation

Legal notices:
Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02

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Issued under

Commission Implementing Regulation (EU) 2016/523 of 10 March 2016 laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers' transactions in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)2016 · EU
“Reference texts: Implementing Regulation (EU) 2016/523 of 10 March 2016 defining regulatory technical standards on the format and model for the notification and publication of transactions carried out by persons discharging managerial resp…”
Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance2014 · EU
“Reference texts: Regulation (EU) No 596/2014 of 16 April 2014 on market abuse”

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