RegAlertAdded · Updated
DOC-2018-01 Assessment of Knowledge and Competence
The French Financial Markets Authority (AMF) issued Position-Recommendation DOC-2018-01 to establish guidelines for the assessment of knowledge and competence under the Markets in Financial Instruments Directive (MIF). This doctrine applies to commercialization and client relations, referencing specific articles from the AMF General Regulation and the Monetary and Financial Code. It serves as a regulatory framework for ensuring professionals meet required competency standards effective January 3, 2018.
AMF published 1 document in the last 30 days — get each new one by email the day it lands.
Printed from a page of the AMF website
Please disable your ad blocker to view this video.
IV - Commercialization - Client Relationship
IV. 1 - General Provisions
Doctrine
MIF
Assessment of Knowledge and Competence
Share by email
Applicable as of January 3, 2018 Position - Recommendation DOC-2018-01
Download
Viewed Version
Download the doctrine
Reference texts
Articles 312-3 and following, 314-9 and following, 316-2, 318-7 and following, 321-1 and 321-37 and following of the AMF General Regulation
Article L. 533-12-6 of the Monetary and Financial Code
Legal notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Similar documents from other regulators
FMAFMA Circular 02/2017 on Criteria for Assessment of Knowledge and Competence of Investment AdvisorsAustria · 2017-08-21
AFSAGuidance on Competence AssessmentKazakhstan · 2023-04-05
FIRegulations and General Guidelines Regarding Financial Advice to ConsumersSweden
Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from AMF
AMF published 1 document in the last 30 days. We email you each new one the day it's published.