Guidance · AMF
The Autorité des marchés financiers (AMF) issued Recommendation DOC-2024-06 to remind market participants of regulatory requirements for distributing actively managed certificates (AMC) to non-professional clients. The document outlines specific provisions aimed at enhancing investor protection during the commercialization of these financial instruments. It serves as a doctrinal guide for asset managers and distributors to ensure compliance with best practices for client relations.
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IV - Commercialization - Client Relations
IV. 2 - Specific provisions for certain products
Doctrine
Asset Management
Distribution of actively managed certificates or "actively managed certificates" (AMC)
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Applicable as of October 28, 2024
Recommendation DOC-2024-06
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Summary
Recommendation DOC-2024-06 recalls certain regulatory requirements applicable in the context of the distribution of actively managed certificates or actively managed certificates (AMC) to non-professional clients and issues recommendations for the purpose of better investor protection.
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Keywords
Commercialization
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Legal notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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