Regulatory Alerts2021-11-10
INS-S-2-6 Financial Reporting Brokers
The regulator issued INS-S-2-6 to mandate financial reporting standards for broker entities. This directive requires brokers to adhere to updated disclosure protocols and compliance frameworks that ensure accurate financial data submission. The latest version, finalized on October 22, 2024, consolidates these obligations into a single regulatory file for immediate industry implementation.
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