2024-03-18 | 2024-05625

Added

EDGAR Filer Access and Account Management; Correction

The Securities and Exchange Commission issued a correction to the preamble of its proposed rule on EDGAR Filer Access and Account Management. This administrative update adds a sentence specifying the internet address where a summary of the proposal is posted on the Commission's website. The correction ensures public access to the required summary as mandated by the Providing Accountability Through Transparency Act of 2023.

Securities and Exchange Commission logo

United States

Securities and Exchange Commission

Click to view thumbnail

This section of the FEDERAL REGISTER contains notices to the public of the proposed issuance of rules and regulations. The purpose of these notices is to give interested persons an opportunity to participate in the rule making prior to the adoption of the final rules. Proposed Rules Federal Register 19292 Vol. 89, No. 53 Monday, March 18, 2024 1Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). 1Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). 1Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232, 239, 249, 269, and 274 [Release Nos. 33–11232A; 34–98368A; 39– 2551A; IC–34996A; File No. S7–15–23] RIN 3235–AM58 EDGAR Filer Access and Account Management; Correction AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; correction. SUMMARY: This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 33– 11232 (Sept. 13, 2023), which was published in the Federal Register on September 22, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR doc. 2023–20268, which was published in the Federal Register on September 22, 2023, at 88 FR 65524, the following correction is made in the ADDRESSES section. On page 65524, in the second column, at the end of the second paragraph, the following sentence is added: ‘‘A summary of the proposal of not more than 100 words is posted on the Commission’s website (https:// www.sec.gov/rules/2023/09/edgar￾next).’’ By the Commission. Dated: March 12, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–05625 Filed 3–15–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 275 [Release Nos. 34–97990A; IA–6353A; File No. S7–12–23] RINs 3235–AN00; 3235–AN14 Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; correction. SUMMARY: This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34– 97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule release specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR doc. 2023–16377, which was published in the Federal Register on August 9, 2023, at 88 FR 53960, the following correction is made in the ADDRESSES section. On page 53960, in the second column, at the end of the second paragraph, the following sentence is added: ‘‘A summary of the proposal of not more than 100 words is posted on the Commission’s website (https:// www.sec.gov/rules/2023/07/s7-12- 23#34-97990).’’ By the Commission. Dated: March 12, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–05623 Filed 3–15–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA–6354A; File No. S7–13–23] RIN 3235–AN31 Exemption for Certain Investment Advisers Operating Through the Internet; Correction AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; correction. SUMMARY: This document makes a correction to the preamble of a proposed rule, as proposed in Release No. IA– 6354 (July 26, 2023), which was published in the Federal Register on August 1, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR Doc. 2023–16287, which was published in the Federal Register on August 1, 2023, at 88 FR 50076, the following correction is made VerDate Sep<11>2014 16:15 Mar 15, 2024 Jkt 262001 PO 00000 Frm 00001 Fmt 4702 Sfmt 4702 E:\FR\FM\18MRP1.SGM 18MRP1 lotter on DSK11XQN23PROD with PROPOSALS1