Regulatory Alerts2025-10-28
Added · Updated
Enforcement and Disqualification Manual
The ADGM Registration Authority issues this manual to define its policies and procedures for exercising disqualification and enforcement powers over Licensed Persons. It establishes a two-tier contravention system with financial penalties up to USD 54 million and non-monetary measures such as licence suspension, cancellation, and director disqualification. The document outlines the investigative process, decision-making protocols, settlement mechanisms, and statutory notice requirements to ensure procedural fairness and transparency.
More like this from FSRA
FSRA published 1 document in the last 30 days. We email you each new one the day it's published.
Topics
Share