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Guidance · AMF

ESMA Guidelines on Cross-Selling Practices under MiFID II

consumer
disclosure

The European Securities and Markets Authority (ESMA) issued guidelines to regulate cross-selling practices where investment services are bundled with other products or services. These rules specifically target combined products or conditional offers to ensure compliance with MiFID II requirements. The document establishes standards for transparency and conduct in such bundled financial offerings.

FranceAutorite des Marches Financiers

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III - Service Providers
III. 1 - Investment Service Providers
III. 1.3. Conduct Rules

Doctrine
MIF

ESMA Guidelines on cross-selling practices referred to in Article 4(1)(42) and Article 24(11) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU

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Applicable from 14 January 2019 Position DOC-2019-02

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Summary
These guidelines concern cross-selling practices. They apply particularly in cases where an investment service is offered together with another service or product as part of a combined product or as a condition for obtaining the agreement or the bundled offer.

This position is applicable from 3 January 2018.

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Keywords

Europe & international

Legal notices:
Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02

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RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

Directive 2014/65/EU of theEuropean Parliament and of the Co…Not in RegAlertDirective 2014/65/EU of the European Parliament and of the Council of 15 May 2014 — Not in RegAlertESMA Guidelines onCross-Selling Practices under…this documentESMA Guidelines on Cross-Selling Practices under MiFID II
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Issued under
  • Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014Not in RegAlert

    “ESMA Guidelines on cross-selling practices referred to in Article 4(1)(42) and Article 24(11) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014”

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Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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