Guidance · AMF

ESMA Guidelines on the management of conflicts of interest of central counterparties

The European Securities and Markets Authority (ESMA) issued these guidelines to establish standards for the management of conflicts of interest by central counterparties. The document provides specific operational requirements and best practices to ensure that CCPs identify, prevent, and manage conflicts that could impair their safety or the integrity of the financial markets. These orientations are applicable as of June 20, 2019, and serve as a key regulatory reference for market infrastructure operators.

FranceAutorite des Marches Financiers

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V - Market Infrastructures and Other Market Participants
V. 2 - Central Counterparties, Clearing Houses, Settlement and Delivery Systems
Doctrine
Europe & International

ESMA Guidelines on the management of conflicts of interest of central counterparties

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Applicable from June 20, 2019
Position DOC-2019-07

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Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02

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