RegAlert2020-07-16
Added · Updated
Extending implementation deadlines for the Certification Regime and Conduct Rules
The Financial Conduct Authority extends the implementation deadlines for the Certification Regime and Conduct Rules from 9 December 2020 to 31 March 2021 for all FCA solo-regulated firms, excluding benchmark administrators. This extension applies to the date the Conduct Rules come into force for non-Senior Manager staff, the deadline for Conduct Rules training, the submission of Directory Persons data to the Register, and the assessment of Certified Persons as fit and proper. Claims Management Companies receiving full authorisation on or after 9 December 2019 are granted an equivalent extension, allowing just over 15 months from their authorisation date to meet these requirements.
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Policy Statement
PS20/12
October 2020
Extending the implementation deadlines for the Certification Regime and Conduct Rules
PS20/12 Financial Conduct Authority
Extending the implementation deadlines for the Certification Regime and Conduct Rules This relates to Consultation Paper 20/10 which is available on our website at www.fca.org.uk/publications Email:
cp20-10@fca.org.uk
Contents
1 Summary 3
2 Feedback to CP20/10 7
Annex 1
List of non-confidential respondents 11
Annex 2
Abbreviations used in this paper 12
Appendix 1
Made rules (legal instrument)
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Source: Financial Conduct Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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