Final Order Denying Registration Application for Elizabeth Anne Lack

Index: OFR 2026- 459
STATE OF FLORIDA
OFFICE OF FINANCIAL REGULATION
In Re:
/ DOCKEHD '
9/21/2026 ~
£GAL
ELIZABETH ANNE LACK, Case Number: 138623-SR
Respondent.
FINAL ORDER AND NOTICE OF RIGHTS
The State of Florida, Office of Financial Regulation ("Office"), being authorized and charged with the administration and enforcement of chapter 517, Florida Statutes, hereby enters this Final Order and Notice of Rights ("Final Order") as authorized by the provisions of chapters 120 and 517, Florida Statutes, and the administrative rules promulgated thereunder, against Elizabeth Anne Lack ("Lack"), and in support thereof, makes the following Findings of Fact and Conclusions of Law:
FINDINGS OF FACT

1. On June 16, 2026, the Office issued a Notice of Intent to Deny Application for
   Registration & Notice of Rights ("Notice of Intent") via United States Postal Service ("USPS") mail and email. The Notice oflntent gave notice of the Office's intent to deny Lack's application for registration as an associated person of SL Advisors, LLC ("SL Advisors"), in accordance with
   section 517.161(1)(b), Florida Statutes. The Notice oflntent is attached hereto as Exhibit I.
2. The Notice of Intent had attached thereto a Notice of Rights, which fully advised
   Lack that she had twenty-one (21) days after issuance of the Notice of Intent within which to petition the Office for an administrative hearing to contest the allegations set forth in the Notice of Intent and that failure to do so would constitute a waiver of such right.