Final Order — Mortgage Broker

Index: OFR 2026 - 488
/ OOCKET
0/8/2026
EGAL
STATE OF FLORIDA
OFFICE OF FINANCIAL REGULATION
In Re:
CASTLE PEAK MORTGAGE, LLC, and
TRAVIS HENRY WIENS,
Case Number: 131167
Respondents.
FINAL ORDER
This cause came on for consideration and final agency action. Upon review of the record and being otherwise fully advised in the premises, the Office of Financial Regulation ("Office") hereby finds:

1. The Office has jurisdiction over the subject matter of this case and the parties
   hereto.
2. The entry of this Final Order concludes the above-referenced matter.
   ORDERED:
   A. The Stipulation and Consent Agreement (Exhibit A) is hereby approved and incorporated by reference as if fully stated herein and is adopted as the Office's Findings of Fact and Conclusions of Law. B. The parties shall comply with all terms of the Stipulation and Consent Agreement. DONE and ORDERED this r day of October, 2026, in Tallahassee, Leon County, Florida. Commissioner

CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the foregoing Final Order has been furnished by U.S. Mail to Castle Peak Mortgage LLC, and Travis Henry Wiens at 5567 S Perry Park Rd, Sedalia, Colorado 80135, and to Registered Agent: Registered Agents Inc. 7901 4th St N, Ste 300, St. Petersburg, FL 33702; and by electronic mail at travis@castlepeakmortgage.com on this ~ day of October, 2026. , , ._. ... .......-,,1 tation 32314-8050 . y.Clerk@flofr.gov Te. 50) 410-9889

STATE OF FLORIDA Exhibit A
OFFICE OF FINANCIAL REGULATION
In Re:
CASTLE PEAK MORTGAGE, LLC, and
TRAVIS HENRY WIENS,
Case Number: 131167
Respondents.
STIPULATION AND CONSENT AGREEMENT
The State of Florida, Office of Financial Regulation ("Office"), and CASTLE PEAK MORTGAGE, LLC and TRAVIS HENRY WIENS (together "Respondents") in consideration of the mutual promises herein, recite, stipulate, and agree as follows:

1. Background. At all times material hereto, Castle Peak Mortgage, LLC, is and has
   been licensed as a mortgage broker pursuant to chapter 494, Florida Statutes, having been issued license number MBR4236. At all times material, Travis Henry Wiens is and has been the qualifying individual and sole owner of Castle Peak Mortgage, LLC. The Office conducted an examination (No. 130554) to ascertain Respondents' compliance with chapter 494, Florida Statutes. Consequently, the Office issued an Administrative Complaint ("Complaint") on July 1,

2. In response, Respondents requested an Informal Hearing.
   The parties are resolving the issues herein with this Stipulation and Consent Agreement in lieu of the Office conducting further proceedings on this matter.

3. Jurisdiction. The Office is the state agency charged with the administration and
   enforcement of chapter 494, Florida Statutes, and the rules promulgated thereunder. The Office has jurisdiction to bring this administrative action against Respondents pursuant to chapter 494, Florida Statutes.

4. Findings. For purposes of this Stipulation and Consent Agreement, Respondents
   consent to the Office's findings:
   a. Respondents failed to timely submit mortgage call reports for the first quarter of 2024, third quarter of 2024, and fourth quarter of 2024, in violation of section 494.004(2), Florida Statutes.

5. Terms and Conditions. Respondents and the Office agree that the issues raised
   can be expeditiously resolved without a hearing and that further litigation can be avoided by the execution of this Stipulation and Consent Agreement. The parties acknowledge that they have read this Stipulation and Consent Agreement and fully understand the rights, obligations, terms, duties, and responsibilities with respect to its contents. Therefore, in compromise and settlement of the foregoing findings and in consideration of the Office's forbearance from further litigation, Respondents agree to the following terms and conditions:
   a. FUTURE COMPLIANCE. Respondents agree that they shall cease and desist from violations of chapter 494, Florida Statutes, and the rules promulgated thereunder, and comply with all provisions of chapter 494, Florida Statutes, and the rules promulgated thereunder. b. VO LUNT ARIL Y SURRENDER OF LICENSE. Respondents agree to surrender their mortgage broker license (number MBR4236). The license termination shall be effectuated by the Office on the date that the Final Order adopting and incorporating this Stipulation and Consent Agreement is entered. At that time, any and all rights and privileges pertaining to those holding such license shall terminate.
   c. FUTURE APPLICATION. Respondents shall not act as an affiliated party of any
   mortgage company or mortgage business licensed or required to be licensed by the Office, nor shall Respondents apply for any license pursuant to chapter 494, Florida Statutes, for a period of

two (2) years from the date of entry of the Final Order adopting this Stipulation and Consent Agreement. The fact that Respondents are not barred by the terms of this agreement from thereafter submitting any such application should not be construed as offering any opinion, suggestion, or insinuation concerning whether such license might be granted by the Office. Any application will be evaluated in the usual statutorily established manner. The facts surrounding this Stipulation and Consent Agreement may be fully considered in any future licensing requests.
5. Final Order. Respondents consent to the entry of a final order, which incorporates
the terms of this Stipulation and Consent Agreement. Respondents understand and agree that this Stipulation and Consent Agreement is subject to the final approval of the Office of Financial Regulation and the entry of the Final Order adopting such Agreement. In the event that the Final Order is not entered, this Stipulation and Consent Agreement shall be null and void. The Final Order incorporating this Stipulation and Consent Agreement constitutes final action by the Office for which the Office may seek enforcement pursuant to the provisions of chapters 494 and 120, Florida Statutes.
6. Waiver. By Respondents' consent to the entry of a Final Order with respect to this
proceeding, Respondents waive:
a) Any right to separately stated Findings of Fact and Conclusions of Law; b) Any right to receipt of a Notice of Rights pursuant to chapter 120, Florida Statutes; c) Any right to an administrative hearing or issuance of a Recommended Order pursuant to chapter 120, Florida Statutes; and d) Any right to contest in any administrative forum or judicial proceeding

(including, but not limited to, an appeal pursuant to section 120.68, Florida Statutes) the validity of any term, condition, obligation, or duty expressly created in this Stipulation and Consent Agreement and the Final Order.
7. Releases. Upon full execution of this Stipulation and Consent Agreement,
Respondents waive, release, and forever discharge the Office and its agents, representatives, and employees from any and all causes of action, in law or in equity, which Respondents may have arising out of this matter. The Office accepts this release and waiver by Respondents on behalf of itself, its agents, representatives, and employees without acknowledging, and expressly denying, that any such right or cause of action may exist.
8. Failure to Comply. Respondents acknowledge, concur, and stipulate that
Respondents' failure to comply with any of the terms, obligations and conditions of this Stipulation and Consent Agreement and the Final Order adopting it is a violation of the written agreement and the Final Order entered pursuant to chapters 120 and 494, Florida Statutes. Such non-compliance may result in the issuance of an emergency cease and desist order. However, nothing herein shall be construed to limit Respondents' right to contest any finding or determination of non￾compliance.
9. Attorney's Fees. Each party herein shall be solely responsible for its separate costs
and attorney's fees incurred in the prosecution, defense, or negotiations in this matter up to and including the entry of the Final Order adopting this Stipulation and Consent Agreement.
10. Severabilitv. The parties agree that ifany provision of this Stipulation and Consent
Agreement or the application thereof to any person or circumstance is held invalid, the Stipulation and Consent Agreement will be given effect without the invalid provision, and to this end, the provisions of this Stipulation and Consent Agreement are declared severable.

11. Counterparts. This Stipulation and Consent Agreement may be executed in any
    number of counterparts, and by the parties in separate counterparts, each of which will be deemed to be an original but all of which together will constitute but one Stipulation and Consent Agreement. Copies of this Stipulation and Consent Agreement transmitted by facsimile or electronic mail shall have the same validity as if bearing an original signature.
12. Entire Agreement. This Stipulation and Consent Agreement represents the entire
    agreement by and between Respondents and the Office. Any alterations, variations, changes, modifications, or waivers of the provisions hereof shall be valid only when they have been reduced to writing, duly signed by the Office and Respondents hereto, attached to the original of this Stipulation and Consent Agreement, and subject to the approval of the Office. WHEREFORE, in consideration of the foregoing, the Office and Respondents execute this Stipulation and Consent Agreement for entry of a Final Order on the last date executed below. [this space intentionally left blank with signatures appearing on the following page]

CASTLE PEAK MORTGAGE, LLC:
(Signature)
Name: Travis Herny Wiens
Statcof ~
County of 1)"""'-'!i?t.r$
Date: - 1,r-/_ &'1 , /ZD_______ zb _
Title: Qualifying individual and sole owner
Travis Herny Wiens, qualifying individual and sole owner of Castle Peak Mortgage, LLC, BEFORE ME by means of IXI physical presence or [ ] onlinc notarization, has sworn ( or affirmed) that he has read and understands the foregoing agreement and voluntadly signed the same. SWORN TO AND SUBSCRIBED before me this :l &.() d ay of S ~ - ~ ~ , 2026. Check the appropriate box:
Personally known 0
OR Produced Identification D
~ \1.-, , L<____;,J
ANGELIC K W.OOD
Notary Public
State of Colorado
Notary ID# 20024029142

• :v Commission Ex ires 09-16-2030
  Type of identification produced D Driver's License D Passport A"NGELIC K WOOD Notary Public State of Colorado Notary ID# 20024l>29142 My Commission Expires 09-16-2030 D Other _ ______ _ (Do not include ID number)

TRAVIS HENRY WIENS:
tZ ~-
-o/'.~ ~
( (Signature)
Name: Travis Henry Wiens
State of ~£4,Q;>
County of ~!>
Date: - 1' --=--r- 7 /4,
---=--'---' , /4u '-------'~~"'------
Travis Henry Wiens, BEFORE ME by means of D<J physical presence or [ ] online notarization, has sworn ( or affinned) that she has read and understands the foregoing agreement and voluntarily signed the same. SWORN TO AND SUBSCRIBED before me this 2t.f ~._ day of S, ? - ½ ... ~ , 2026. Check the appropriate box:
Personally known ~
OR Produced Identification D
Notary Public
ANGELIC K WOOD
Notary Public
State of Colorado
Notary ID# 2002,4'D29142 Type of identification produced D Driver's License D Passpo1t My Commission Expires 09-16-2030 D Other _____ _ (Do not include ID number) OFFICE OF FINANCIAL REGULATION 8;&~-un, Interim Director Date: 10/6/2026 ------------ Onguy Q. 8a1ts, })ircetu Division of Consumer Finance