Rule · MAS · 29 Jun 2021

Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations

The Monetary Authority of Singapore issued these regulations to exempt licensed and exempt financial advisers from specific regulatory requirements. The exemptions apply to banks and merchant banks providing financial advisory services for existing or new products offered by any banks before 7 October 2004. This framework modifies the obligations under Sections 25 to 29 and Section 36 of the Financial Advisers Act for the specified entities and products.

SingaporeMonetary Authority of Singapore

Regulations

Last Revised Date: 29 June 2021

Sets out exemptions for banks and merchant banks providing financial advisory services relating to existing or new products offered by any banks before 7 Oct 2004.

Advisory and Sales

Exemptions

Applies to:

Licensed Financial Adviser

Exempt Financial Adviser

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Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations

29 Jun 2021
Financial Advisers (Exemption from Sections 25 to 29 and 36) (Amendment) Regulations 2021

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Annotations and obligations

4 definitions

Definition / condition 4
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Amends

Financial Advisers (Exemption from Sections 25 to 29 and 36) (Amendment) Regulations 2021Not in RegAlert
“Financial Advisers (Exemption from Sections 25 to 29 and 36) (Amendment) Regulations 2021”