Financial Services (Consolidated Licensing and Fees) (Amendment) Rules 2009

The text below is an internet version of the rules, with amendments, issued by the Commission under the Financial Services Act 2007, the Securities Act 2005 and the Insurance Act 2005 and is for information purpose only. Whilst reasonable care has been taken to ensure its accuracy, the authoritative version is the one published in the Government Gazette of Mauritius. FINANCIAL SERVICES (CONSOLIDATED LICENSING AND FEES) (AMENDMENT) RULES 2009 FSC Rules made by the Financial Services Commission under section 93 of the Financial Services Act 2007, section 155 of the Securities Act 2005 and section 130 of the Insurance Act 2005.

1. Citation
   These Rules may be cited as the Financial Services (Consolidated Licensing and Fees) (Amendment) Rules 2009.

2. Interpretation
   In these Rules-
   “principal Rules” means the Financial Services (Consolidated Licensing and Fees) Rules 2008.

3. First Schedule of the principal Rules amended
   Part 1 of the First Schedule to the principal Rules is amended in the table for
   “Securities or Capital Market Intermediaries” by adding two items immediately after the item “Representative of Investment Adviser (Restricted)” as set out in the
   Schedule to the present Rules.

4. Commencement
   These Rules shall come into operation on 1 November 2009.
   Made by the Financial Services Commission on 26 October 2009.

SCHEDULE
[Rule 3]
Securities or Capital Market Intermediaries Code Licence Relevant Section of Securities Act 2005 Processing Fee (Rupees/US$) Fixed Annual Fee (Rupees/US$) Other Fee SEC-2.8 Investment Dealer (Commodity Derivatives Segment) S 29 Rs. 30,000 ($ 1000) Rs. 90,000 ($ 3000) - SEC-2.9 Investment Dealer (Currency Derivatives Segment) S 29 Rs. 30,000 ($ 1000) Rs. 90,000 ($ 3000) -