Regulatory Alerts2015-07-10
Added · Updated
Frequently Asked Questions on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
The Hong Kong Monetary Authority issued this document to provide guidance on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules. It addresses common queries from authorized institutions regarding their obligations to report and maintain records for over-the-counter derivative transactions. The guidance aims to clarify regulatory requirements to ensure compliance with the specified reporting standards.
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