FSCA Communication 23 of 2024 (FAIS): Access to Webinar Recordings for Financial Services Providers

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FSCA COMMUNICATION 23 OF 2024 (FAIS)
Access to recordings of webinars for Financial Services Providers

1. PURPOSE
   The purpose of this Communication is to inform registered Financial Services Providers (FSPs) that recordings of recent webinars hosted by the Financial Sector Conduct Authority (FSCA) are available on the FSCA’s YouTube channel and to provide additional detail in this regard.
2. BACKGROUND
   2.1. The FSCA recorded three new webinars for FSPs during June 2024.
   2.2. Recordings of all three webinars are now available for viewing on the FSCA’s YouTube channel
   at the links provided below.
3. DETAILS OF THE WEBINARS
   3.1. WEBINAR 1
   Topic: Voluntary Lapses
   Contents:

• The requirements for voluntarily lapsing of an FSP licence
• Guidance Notice 1 of 2020 (FAIS)
• General Code of Conduct for Authorised Financial Services Providers and
  Representatives, 2003
  Links: Click here to access the recording.
  3.2. WEBINAR 2:
  Topic: Debarments by the FSCA
  Contents:
• Information required from stakeholders
• Notices of intention to debar
• Debarment orders
• Applications for reconsideration of decisions
• Challenges encountered by the FSCA and the Financial Services Tribunal
  Links: Click here to access the recording.

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3.3 WEBINAR 3:
Topic: Suspensions and Withdrawals of FSP licences Contents:

• Suspensions
• Withdrawals
• Provisional Suspensions and Withdrawals
• Reconsideration of Decisions
  Links: Click here to access the recording.

4. ENQUIRIES
   4.1. For more information about this Communication and the above webinars, please contact:

• Ms Mpho Mashashane-Masango: Mpho.Mashashane-masango@fsca.co.za
• Ms Dimakatso Zililo: Dimakatso.Zililo@fsca.co.za
• Mr Bhekithemba Ngcobo: Bhekithemba.Ngcobo@fsca.co.za
• Ms Tshepo Mogale: Tshepo.Mogale@fsca.co.za
• Ms Matlou Kgopa: Matlou.Kgopa@fsca.co.za
  4.2 For any problems accessing the recordings, please contact Mr Akashen Rampersadh at
  Akashen.Rampersadh@fsca.co.za.
  4.3 This Communication is available on the FSCA’s website (www.fsca.co.za) at the following path:
  Home > Regulatory Frameworks > Industry Communication > FAIS > FSCA Communication. FARZANA BADAT DEPUTY COMMISSIONER FINANCIAL SECTOR CONDUCT AUTHORITY Date of publication: 28 June 2024