News · FSCA · 14 Aug 2019
The Financial Sector Conduct Authority (FSCA) has issued an invitation for small and SMME financial services providers to attend a series of FAIS compliance workshops throughout 2019 and 2020. Participants must secure bookings via the website or call centre on a first-come-first-served basis, present valid identification at registration, and attend the full session to receive Financial Planning Institute CPD credits. The workshops will be held across multiple South African venues with a 100-person capacity, covering key compliance topics including client interaction and license maintenance.
FAIS WORKSHOPS
2019/20
Transitional Management Committee:
AM Sithole (Commissioner) DP Tshidi CD da Silva JA Boyd MM du Toit LP Kekana K Gibson OB Makhubela P Mogase FAIS workshops presented by the FSCA Dear industry colleagues We are pleased to inform you that the FSCA will host a series of workshops to help industry understand how to comply with the requirements of the FAIS (Financial Advisory and Intermediary Services) Act. The workshop will cover the following:
08:00- 08:45 Registration
08:45 Introduction
09:00 Client Interaction
10:15 Tea
10:30 Client Interaction
12:15 Lunch
13:00 Maintaining your license
16:00 Close
Dates and Venues
The workshops will be hosted on the following days:
Date Venue Bookings open on
5 September 2019 Premier Hotel, The Moorings, Knysna 20 August 2019 @ 10:00 10 September 2019 Johannesburg – Birchwood Hotel 20 August 2019 @ 10:00 27 September 2019 Pretoria – FSCA offices 41 Matroosberg Avenue, Ashlea 20 August 2019 @ 10:00
2
Date Venue Bookings open on
Gardens, Pretoria
10 October 2019 Nelspruit – venue to be advised 27 August 2019 14 October 2019 Port Elizabeth – venue to be advised 27 August 2019 15 October 2019 Pretoria – FSCA offices 41 Matroosberg Avenue, Ashlea Gardens, Pretoria 27 August 2019 06 February 2020 Cape Town – venue to be advised 27 November 2019 18 February 2020 Pretoria – FSCA offices 41 Matroosberg Avenue, Ashlea Gardens, Pretoria 27 November 2019 19 February 2020 Pretoria – FSCA offices 41 Matroosberg Avenue, Ashlea Gardens, Pretoria 27 November 2019 20 February 2020 Durban – venue to advised 27 November 2019 Target Audience:
The workshop is aimed at small and SMME FSPs that would appreciate assistance with the compliance requirements of the FAIS Act. Bookings:
3
Bookings can be made on the website:
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