Financial Regulator and Supervisor of Chile

CMF FINANCIAL MARKET COMMISSION

REF:
ENABLES
CONSULTATION
MASSIVE
ON
DEATHS
OF
HOLDERS

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GENERAL RULE No. 578

29 October 2026

This Commission, in exercise of the powers conferred on it by Articles 1 and 5 numbers 1 and 23, all of Decree Law No. 3.538, which creates the Financial Market Commission; Articles 2, 18, 18 bis and 85 of Law No. 18.046 on Corporations; Article 45 of Supreme Decree No. 702 approving the Regulations on Corporations; Articles 2 and 38 bis of Law No. 20.712 Single Fund Law; Article 156 of Decree with Force of Law No. 3, which sets forth the consolidated, systematized and harmonized text of the General Banking Law; and what was agreed by the Council of the Commission in Ordinary Session No. 511 of 27 August 2026, has deemed it appropriate to issue the following instructions:

In order to facilitate for the entities obligated by law to deliver to Bomberos de Chile the monies not collected or claimed by the heirs or legatees of deceased holders (hereinafter, “the entities”), the consultation on the existence of death records of holders, this Commission has deemed it appropriate to enable a channel through which those entities may make such consultation in accordance with the conditions described below:

Send to the Commission a list containing the Rol Único Nacional (RUN) of each holder of shares, credits, fund units, benefits, dividends or other monies that the entity issues, administers and/or holds in custody, which, in accordance with the law, are susceptible of being delivered to Bomberos de Chile.

The foregoing, through the module enabled for that purpose in CMF Supervisa, according to the instructions and format established in the Technical Data Sheet available on the Commission's website.

Said information will be sent to the Civil Registry Service so that that body may report which persons on that list are deceased and the respective dates of death.

Once the information is received from the Civil Registry Service, it will be made available to the respective entity through the same CMF Supervisa channel.

For the purpose of simplifying the information load by said Service, the entities may send the respective lists only between 2 and 11 January and between 2 and 11 July of each year.

Financial Regulator and Supervisor of Chile

CMF | FINANCIAL MARKET COMMISSION

EFFECTIVE DATE

The provisions of this regulation shall enter into force as of 1 February 2027.

CATHERINE TORNEL LEÓN
CHAIRWOMAN
FINANCIAL MARKET COMMISSION