Regulatory Alerts2025-12-01
Added · Updated
General Superintendent Resolution for Prudential Compliance No. 001-2025-SMV/10.3
The Peruvian Securities Market Superintendence (SMV) orders the separation of administrative sanctioning proceedings against Diviso Bolsa Sociedad Agente de Bolsa S.A. into three distinct files to allow for independent evaluation and resolution of specific charges. The original file (No. 2025030932) will address the charge of acting as a placement agent for prohibited debt instruments, while new files (Nos. 2025052314 and 2025052316) will handle charges regarding acting as Bondholder Representative without compliance and allowing unauthorized persons to offer securities. This separation is based on the need for additional evidence gathering and prolonged evaluation periods for the latter charges, ensuring procedural efficiency.
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