General Superintendent Resolution on Entity Supervision No. 197-2025-SMV/10.2

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Superintendent Resolution on Entity Supervision No. 197-2025-SMV/10.2 Lima, December 04, 2025 The General Superintendent of Entity Supervision HAVING SEEN:
File No. 2025029104 initiated by Santander Collective Fund Administrator S.A., as well as Report No. 1718-2025- SMV/10.2, prepared by the General Superintendent of Entity Supervision of the Securities Market Superintendence; CONSIDERING:
That, article 23, numeral 23.2, of the Standards for the Prevention of Money Laundering and Financing of Terrorism, approved by CONASEV Resolution No. 033-2011-EF/94.01.1 and its amendments, establishes the procedure and requirements for the approval of the request to have a corporate compliance officer; That, through writings submitted until October 20, 2025, Santander Collective Fund Administrator S.A. requested authorization from the Securities Market Superintendence to have a corporate compliance officer for the obligated subjects Banco Santander Peru S.A., Santander Consumer Credit Company Peru S.A., Santander Financing S.A. and Santander Collective Fund Administrator S.A., belonging to the economic group known as Santander Group; That, through Letter No. 65442-2025-SBS, received on November 24 2025, the Financial Intelligence Unit of Peru (UIF-Peru) granted its approval to the request made by Santander Collective Fund Administrator S.A.; That, from the evaluation of the documentation presented, it has been determined that Santander Collective Fund Administrator S.A. has complied with: (i) article 23 of the Standards for the Prevention of Money Laundering and Financing of Terrorism; and (ii) the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Supreme Decree No. 115- 2025-EF, as developed in Report No. 1718-2025-SMV/10.2; and,

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Being in accordance with what is established in article 38, numeral 13A of the Regulation on Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF and its amendments. RESOLVES:
Article 1st.- Authorize Santander Collective Fund Administrator S.A. to have a corporate compliance officer,
exclusively dedicated, who shall exercise its functions at Banco Santander Peru S.A., Santander Consumer Credit Company Peru S.A., Santander Financing S.A. and Santander Collective Fund Administrator S.A., belonging to the economic group known as Santander Group.
Article 2nd.- Order the dissemination of this resolution
on the SMV Market Portal (www.gob.pe/smv).
Article 3rd.- Transmit this resolution to
Santander Collective Fund Administrator S.A. and to the Unit of Financial Intelligence of Peru (UIF-Peru). Register, communicate and publish. Armando Manco Manco General Superintendent General Superintendent of Entity Supervision