Regulatory Alerts2023-10-25
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Good practices Guidance on prudential reporting for investment firms and investment fund managers
De Nederlandsche Bank issues guidance establishing thirty good practices for prudential reporting by investment firms and investment fund managers. The document requires institutions to implement robust governance, data architecture, and IT infrastructure, including assigning board responsibility and applying the three lines of defense model. It mandates accurate, complete, and timely data aggregation processes with specific controls for manual and automated systems, alongside requirements for report correctness, clarity, and crisis adaptability.
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