Regulatory Alerts2020-11-23
Added · Updated
Guernsey Financial Services Commission Principles of Conduct of Finance Business
The document establishes ten principles governing the conduct of finance business for financial institutions. It requires institutions to maintain high standards of integrity, skill, and diligence, while managing conflicts of interest, customer information, and market practice. Specific obligations include safeguarding customer assets, maintaining adequate financial resources, organizing internal affairs with proper supervision, and cooperating with the Commission.
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