Regulatory Alerts2025-03-14
Added · Updated
Guidance on Selling of Accumulators
The Hong Kong Monetary Authority issued this circular to provide regulatory requirements and guidance to all authorized institutions regarding the selling of accumulator products. The document establishes specific standards for wealth management and securities investment products to ensure proper investor protection and suitability obligations. It supersedes previous guidance and aligns with broader investor protection measures for investment and insurance products.
CIR
Current
Issue Date:
14 Mar 2025
20250317-2-EN.pdf (442.9 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 Mar 2025
Guidance on Selling of Accumulators
Annex
Current
14 Mar 2025
Annex 2 - Previous guidance superseded
CIR
Current
28 Jul 2023
Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
CIR
Current
14 Mar 2025
Guidance on Selling of Accumulators
Annex
Current
14 Mar 2025
Annex 2 - Previous guidance superseded
CIR
Current
28 Jul 2023
Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Version History
Superseded Document
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