Regulatory Alerts2025-03-14
Added · Updated
Guidance on Selling of Accumulators
The Hong Kong Monetary Authority issued this circular to provide regulatory requirements and guidance to all authorized institutions regarding the selling of accumulator products. The document establishes specific standards for the distribution of these structured investment products to ensure appropriate risk management and client suitability assessments. It serves as the current authoritative framework replacing previous guidance on this topic.
CIR
Current
Issue Date:
14 Mar 2025
20250317-3-EN.pdf (125.7 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 Mar 2025
Guidance on Selling of Accumulators
Annex
Current
14 Mar 2025
Annex 1 - Regulatory requirements on selling of accumulators
CIR
Current
14 Mar 2025
Guidance on Selling of Accumulators
Annex
Current
14 Mar 2025
Annex 1 - Regulatory requirements on selling of accumulators
Cross referenced Document
Version History
Superseded Document
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