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Guide on Best Execution
The French Financial Markets Authority (AMF) issued Position-Recommendation DOC-2014-07 to clarify regulatory expectations regarding best execution and best selection obligations under the Markets in Financial Instruments Directive (MIF). This guide translates legal requirements from the Monetary and Financial Code and Delegated Regulation (EU) 2017/565 into actionable guidance for investment service providers. It ensures that firms implement robust policies and procedures to obtain the best possible result for their clients when executing orders.
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III - Service Providers

III. 1 - Investment Service Providers

III. 1.3. Rules of Good Conduct

Doctrine

MIF


Guide on Best Execution


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Applicable as of July 27, 2020 Position - Recommendation DOC-2014-07


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Summary

Position-Recommendation DOC-2014-07 clarifies in the form of a guide the AMF's expectations concerning the best execution and best selection obligations arising from the Markets in Financial Instruments Directive (MIF).


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Reference texts


Article L533-18 of the Monetary and Financial Code


Article L533-18-2 of the Monetary and Financial Code


Articles 64 to 66 of Delegated Regulation (EU) 2017/565 Legal notices:

Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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Lineage: In force
Commission Delegated Regulation…2016Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance. ) (2016-04-25)Guide on Best Executionthis documentGuide on Best Execution
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Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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