Regulatory Alerts2018-06-08
Added · Updated
Guidelines on Maintaining Records of Approval for Advertisements or Publications
The Monetary Authority of Singapore issues these guidelines to specify record-keeping requirements for the approval of advertisements or publications related to securities and collective investment schemes. Entities must ensure such materials are approved by senior management or an appointed committee and retain written approvals and reasons for at least five years. The documentation must include evidence of senior management consent for any delegated agents or committees used in the approval process.
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