Regulatory Alerts2021-04-06
Added · Updated
Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories
Trade Repositories registered under EMIR and/or SFTR must submit periodic and ad-hoc supervisory information to ESMA in specified machine-readable formats using standardized templates. The guidelines mandate reporting frequencies and deadlines, such as annual submissions by 31 January and semi-annual submissions by 31 July, covering governance, financial, internal control, IT security, and data reporting modules. TRs must notify ESMA without undue delay of material changes to initial registration conditions and submit wind-down plan documents upon withdrawal of registration. These requirements apply from 30 June 2021, with initial annual items due by that date for the first year.
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